I not only buy cryptocurrency funds but I also buy cryptos/tokens. Also, along with these I also buy funds that track other asset classes, ETF's, bullion, both gold and silver, and gold and silver stocks. I buy large cap, small cap and mid cap equities. I buy and sell option contracts.
Why on earth are you considering infringing on the investments in cryptocurrency funds?!! Please
I strongly oppose the regulations. It is completely unfair and unethical to limit only certain members of the public from investing in what they want. The stock market should be available for everyone who wants to invest, not only for the wealthy. Regulators should not be able to determine what I am or am not able to invest my money in. I do not want or need these regulations, and they are
GUIDANCE
Sanction Guidelines
SUGGESTED ROUTING
KEY TOPICS
Executive Representatives
Legal & Compliance
Operations
Senior Management
Systems
NASD Sanction Guidelines
Executive Summary
This Notice advises NASD members of modifications to the NASD
Sanction Guidelines (Guidelines). NASD is amending the quality of
markets guidelines and the guidelines for violations of
Executive Summary
The annual meeting of FINRA firms will take place on or about Monday, August 19, 2019, to elect one Large Firm Governor and one Small Firm Governor to the FINRA Board of Governors (FINRA Board). A formal notice of the meeting, including the precise date, time and location, will be mailed to executive representatives on or about July 19, 2019.
The purpose of this
Leveraged and Inverse funds are important. Big companies are allowed to do it so should the individual investor. My investment firm, TD Ameritrade, was very upfront that the fund I invested in was an inverse fund before I was able to confirm my trade order. Stocks and funds go up in value and go down in value. Individual investors should be allowed AND have the opportunity to invest in whichever
I, and only I should be able to choose which investments are right for me. I should not have to go through any special process to invest in leveraged or inverse ETF's. There is no more risk to these investments than multitudes of individual stocks, which I have witnessed in real time over many years. I have built my entire investing strategy and process around these funds. Please do not
I oppose the legislation in the proposed rule #S7-24-15. I like the ability to invest in leveraged funds, specifically SQQQ. When the market indicators show that the markets, in this case the Nasdaq Composite, is going to go through a contraction, funds like SQQQ allow me to realize a greater return with less capital. Funds such as SQQQ help level the playing field for other investors that do not
i as a retail investor believe that institutions have for far too long been able to maneuver the market at a whim and arent beholden to the same type of rules as the average investor. in such a world, whales are able to make big (and sometimes) dumb moves and the average investor is handicapped when looking to make informed trades about such moves. Often the data that we are presented is
FINRA Issues an Interpretation to Clarify the Classification and Trade Reporting of Certain “Hybrid” Securities to FINRA
FINRA is reviewing the sale of structured products to investors. In connection with this review, we request the following information for the period of January 1, 2007 to May 31, 2009 (“the review period”).
