It amazes me that citadel can control market orders from Robin Hood. They can see real-time information and use it to control stock prices giving an unfair advantage to retailer investors! They can direct sell orders through the exchange but can place by orders through the dark pool! I strongly disagree that the dark pool should be eliminated but highly encourage all retailer investors’ orders go
FINRA administers access to secure applications for various regulatory purposes. Learn more below about how you can request access to the appropriate systems:Request Access via Super Account Administrator (SAA) FormBroker-Dealers, Capital Acquisition Brokers (CABs), Funding Portals, Investment Advisers, Private Fund Advisers, Regulators and Service ProvidersCreate Your Own Account (Register New
The American dream is a reason why many people come to the United States. There are different ways to reach that goal. Some work hard as a laborers and others go to school. But due to the issues of inflation people need to invest into the stock market to make sure they have that competitive edge. These different types of ETFs give them that opportunity without have to sacrifice time at their day
Sec. 11.2 The stockholder shall be entitled to a certificate or certificates in such form as shall be approved by the Board, certifying the number of shares of capital stock in FINRA Regulation owned by the stockholder.
Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009.
Amended by SR-NASD-97-71 eff. Jan. 15, 1998.Selected Notice: 09-39.
I wish to express my opposition to FINRA's proposed regulations from purchasing securities designated as complex products such as those on cryptocurrency. I do not own any cryptocurrency but I do own leveraged stocks and ETF's and other securities which may be classified as complex products. As a knowledgeable investor, I am qualified to assess the risk of securities I
I believe that I do and I should continue to have the right to invest my own money as I see fit as a means to obtain my goal of long term financial security. Furthermore, what one may deem as "complex product" may seem a simple investment or investment strategy to someone else... you have no responsibility to make a decision as to the complexity of an investment on my behalf!
I
I believe that each individual should take the time to understand and then accept the risks of the instruments they use to invest or they should not be using these instruments.
In my opinion, I support the right of individuals to use leveraged ETFs and other alternative financial instruments as a part of their investment strategy. I do not support the government limiting the individual's
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Dear regulators, Please be advised that I DO NOT WANT any restrictions on these funds. I want to keep the liberty of keeping these funds to invest and trade as freely available as much as any other stocks and ETFs. I completely understand the risk of the market and I do agree of such leveraged and hedge investment ETFs needs to protect as hedged and using as an asset inhancement for my needs for
I find it troubling that you are considering making unreasonable restrictions on my ability to invest in leveraged and inverse funds, for several reasons. I should be able to make my own decisions without your blessings, you know nothing about me. Also this will severely hamper my ability to be successful with stock investing. I don't think anyone is more concerned about my financial
