SUGGESTED ROUTING*
Senior ManagementLegal & ComplianceOperationsSystemsTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
As previously reported in Notice To Members 88-104, the NASD, beginning February 12, 1989, will require its members to respond to requests for trading data using an automated format. The format is consistent
Dear Sir or Madam, it has been long overdue to further regulate short sale reporting as short selling has primarily been used by the investment firms impacting the financial market of the United States the most of any parties. The lack thereof seems absurd when taking into consideration the false reporting of many facts by mainstream media such as short interest, highly opinionated company
Hedge fund companies illegally naking shorting of AMC stock is making a mockery of our economic system. You need to restore order.
I oppose the restriction of inverse and shorting stocks
Its my money my choice and I can choose To trade how I like, I understand the risks and are happy with them
Leveraged and inverse funds are important to my
investment strategies. They are far less risky than shorting individual stocks and are an important tool in my investment toolbox..
Melvin Capital complaint - lack of reporting regarding naked short positions leading to chart manipulation through darkpools. I hope something is done about behavior indicative of intentional malevolent chart manipulation by hedge funds developing bad risk analysis putting the broader markets in jeopardy by aggressively naked shorting stock with little regard for who's money they are putting
Improved reporting for short positions is long overdue. As proven by the research done on "meme stocks" like GME and AMC there are a wide variety of ways for institutions to hide their short positions from others. Some of these include shorting of ETFs, using married puts and other options plays and simply lying with willingness to accept a small fine. The market overall needs more
I disagree with further retail investor limitations. There are countless resources available for retail investors to utilize in order to learn about leveraged ETFs and other complex investments. Additionally, these investments pose no greater financial risk than any other individual stock investment, which, if the last 2 years have shown us anything, can be even more volatile than cryptocurrency/
I've been investing in the stock markets, bond market, I've traded options and futures as well as currencies for 4 decades, and I do not want to be limited in any way as it relates to investing for example in the stock market if I decide I want to leverage long or short positions or use inverse funds to reach my investment goals. I've been doing this for over 40 years now, and I
Close dark pools and cancel shorting stocks it is unfair to retail investors and the companies that are going out of business. This system is rigged and unfair to the investors and workers
