We as retail investors need to know what is going on in the dark pool. Also, we need to know which institute has what short and the action they took can cause the short effect.
Request a fair level playing friend as a retail investor. Short sale reporting should not be so secretive or delayed amd take weeks to see the reports. Short sale rules must change.
Leveraged and inverse funds are important to my investment strategy. It's a convenient way to short a group of stocks or bonds. It's much more difficult and risky to short individual stocks as a retail investor. Please don't take away my rights as a small investor.
Regulatory Notice 21-19 addresses the general breadth of exploitable and ineffective reporting, they also leave significant gaps compromising the entirety of 21-19’s purpose. It is critical for the restoration of both the stability of the US markets and confidence of investors with in it that all regulation changes regarding short interest reporting be effective in every known circumstance where
Would like more frequent public reporting of short positions and more detail in public reports. Short sellers get away with too much and its not fair for retail. For example amc, gme, clov.
Learn how to submit a Form BR amendment related to the Residential Supervisory Location (RSL) rule. In this short video (2:02 minutes), FINRA demonstrates a scenario for an existing branch that was previously filed with FINRA, the NYSE, and a state, but is now an RSL for FINRA and the NYSE, but not with the state.
I believe any additional oversight or reporting requirements in regard to short positions would be a net positive. Abusive shorting of securities has both introduced idiosyncratic risk and reduced faith in the integrity of United States financial markets.
I have invested in plenty of your so-called complex instruments with a small account and have yet to blow any of them up. Infact I regularly use them as a way to hedge and short markets instead of taking the risk of actually shorting and being open to a theoretical infinite loss.
These rules are essential for retail traders to have a chance at Making money in the market by themselves. Hidden short and synthetic short position set up retail for failure. It would be great to see FINRA adopt and enforce these rules
Dear sir or madam: Short interest and short position reporting should be mandatory and totally visible to all, no exceptions. This is a CRITICAL piece of data missing from our view. Knowing the amount of short interest a given ticker has would alter my investment strategy significantly. Why would a small investor such as myself want to put their money against major funds such as Melvin capital