Various state statutes provide for speedy trials in civil actions involving seniors or seriously ill parties. FINRA recognized a need for expedited hearings in arbitrations involving such parties in its dispute resolution forum.
The Communications with the Public topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
This is totally absurd and is a method of increasing the wealth divide in America exponentially. Barring people from investment would be a downright criminal action.
Every adult should have the right to invest and bear the consequences of his or her own actions and decisions. I oppose this new proposition.
Investors should be allowed to invest in products without any encumbrances from regulators. This is an action to benefit the financial institutions that pay Finra.
I oppose any action by any regulatory agency that would limit freedom to make choices on investment types or any barriers to entry on such.
I understand the risk of all kinds of investments and will be fully responsible for the action of our investment. I object to any restriction on trading of leveraged funds.
Summary
The purpose of this Election Notice is to notify members of an upcoming election to fill one small firm seat on the National Adjudicatory Council (NAC). Eligible individuals who obtain the requisite number of valid petitions may be included as candidates on the ballot by following the petition procedures described in this Election Notice.
A formal notice of the NAC election and ballot
I oppose the regulations being proposed by FINRA. I believe free markets are in everyone's best interest and that each individual is responsible for their own actions.
THIS IS SOMETHING WE DESPERATELY NEED RIGHT NOW! THESE HEDGEFUNDS HAVE GOTTEN AWAY WITH SO MUCH THAT THEIR ACTIONS THREATEN TO COLLAPSE THE WHOLE WORLD’S ECONOMY!
