The investor or trader should be entitled to make their own investment decisions if they so choose to do so. Limiting the ability of individuals to do so should not be allowed as it is a violation of personal rights of free speech which is protected under our constitution. If I as an investor choose to invest or trade in any one kind of investment I consider that to be my business, not the
On occasion, the securities markets may unexpectedly close for business, for example, on a national day of mourning declared by the president of the United States. This Notice provides updated guidance to members regarding SEA Rules 15c3-1, 15c3-3, 17a-5, Rule 204 under Regulation SHO, FINRA Rules 4210, 4230(b), 4521 and 4524, and Federal Reserve Board Regulation T in the event of such an unexpected close.
Dear FINRA officers: I am a small individual stock/ETF investor, and I would like to share my opinion with you about the opportunities to trade ETFs, including those leverage and inverse funds such as my favorites: TQQQ and SQQQ, etc. Both of my funds and experiences are limited, but I still benefited from trading ETFs in the market. I understand the risks it may involve in trading, and I don
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for the following products for client testing all day Friday, November 10, 2023. TRACE Treasuries FIX connectionsTRAQS website for all TRACE products, ORF and ADFProduction systems are unaffected by this event. NTF will become available again for all products starting November
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to (1) amend FINRA Rules 6710 and 6750 to provide that FINRA will disseminate information on individual transactions in U.S. Treasury Securities that are On-the-Run Nominal Coupons reported to FINRA’s Trade Reporting and Compliance Engine (“
I want to keep my right to trade proshares. it is unfair to block individual investor to trade such ETF.
Do NOT restrict trading these securities. It is unfair to characterize all retail investors as inexperienced/unable to trade knowledgeably.
STOP THE MADNESS! It's hard to believe that another agency is again wanting to control/restrict me, telling me how and what to trade. I am 66 years old, have been trading stocks since 1998 (24 years now). I am the only one that should be deciding on the risk of whatever stock or ETF that I (not FINRA) am going to invest in. I am abundantly capable of making these decisions on my own, and
FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMS
Do Not stop my trading in invest in leveraged & inverse funds. That's my freedom to trade.
