Every time when regulators thinks that they can make better decisions than individuals - they are wrong. By taking away the individual the opportunity to learn from its own mistakes - you promote lack of responsibility, lack of need to think and responsibility for its own actions.
Leave my options to participate in leveraged transactions, if I can have a mortgage I can make these decisions.
We don't need your help. anyone who trades should be responsible for their own actions. These ETFs are not complex, individuals just fail to take the few minutes to read the information that each ETF provider is required to provide. Retail investors don't need your protection because we are so stupid and unable to understand "complex" ETF's. Thanks for
All positions should be reported and transparent, otherwise nefarious intent and actions are more likely to happen with those which are not required. History is a prime example of this. Expose the shorts, and enforce guild lines and regulations regarding covering positions of said shorts. end the farce. Stop manipulation of the markets, and route transactions to LIT Markets.
Visual representation. A lot of those who are not versed in finance and investments have a hard time visualizing investments and what the “outcome” of a specific action or rule would look like. Finding ways to compare to real life events, not related to investments, is a way for new investors to correlate new investment knowledge to prior experience.
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EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC or "the Commission") has issued Release No. 34-28927, adopting amendments to Rule 15c3-1 (the "Rule") with respect to withdrawals of net capital. The
Wow. Looks like if you enact all of these, you might have some idea of how much you colossally failed to do your job. The total inadequacy of security regulation in the USA should make every past and present employee of these organizations embarrassed. People saw this before and had to just take it... one man against the population. Now, you cannot silence us and we ll expose every corrupt member
The FINRA Board of Governors will consider the following rulemaking items at its February 2013 meeting.
I would like to see Short interest not be self reported anymore and for it to be reported from regulators such as Finra or the DTCC. If no such action is possible, I would like to see harder fines for misreporting Short Interest, especially if it is a bigger institution as to smaller investors, the fine does not seem harsh enough to get those to stop misreporting short interest
Teaching kids about financial concepts and prudent decision-making can help them become financially proficient adults and deserves a spot alongside early learning basics. Learn four tips to help build their foundation for financial fluency.
It is necessary that there be confirmation when positions are closed. It is currently way too easy for holders of short positions to kick the can and hope the company that is the focus of the short goes bankrupt. You need to start supporting the action of jailing those that are responsible. Fines are nothing but a cost of doing business and everyone knows it. People need to be held accountable.
