I oppose the regulation to to limit my investment in leveraged and inverse funds like UltraPro exchange traded funds. I should be allowed to trade freely as I deemed fit based upon the risk I am willing to take.
There should not be limitations on the type and amount of money the average investor is able to spend. Congressional members and the Executive branch should not be able to invest, trade stocks, etc., during their terms due to their abuse of insider trading.
I do not support additional requirements for investing in leveraged and inverse funds beyond what is required to trade options. I dont see how trading options is inherently a safer way to invest over leveraged funds.
FINRA Rule 5210 (Publication of Transactions and Quotations) prohibits member firms from publishing or circulating, or causing to be published or circulated, any communication which purports to report any transaction as a purchase or sale of any security unless such member believes that such transaction was a bona fide purchase or sale of such security. Firms may, on a discretionary basis, communicate or advertise their trading activity to the market through one or more service providers that disseminate that information to subscribers and the market. Firms that do so must ensure that such information is truthful, accurate and not misleading, consistent with the requirements of Rule 5210.
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GUIDANCECorporate Debt SecuritiesSUGGESTED ROUTINGKEY TOPICSCorporate FinanceLegal and ComplianceOperationsSenior ManagementTechnologyTrading and Market MakingTrainingDebt SecuritiesDissemination of Transaction InformationOperationsRule 6200 SeriesTRACE RulesTransaction ReportingExecutive SummaryOn September 3, 2004, the Securities and Exchange Commission (SEC or Commission) approved
The purpose of this Election Notice is to announce the nominees for the District Committees and the District Nominating Committees.1
The individuals identified in this Notice have been nominated for the District Committees and District Nominating Committees, for terms beginning in June 2008. The term of office for District Committee members is three years, unless an individual was selected to
TO: All NASD Members, NASDAQ Issuers and Other Interested Persons
LAST DATE FOR COMMENT: MARCH 23, 1986
The National Association of Securities Dealers, Inc. (NASD), requests comments on a proposed amendment to Schedule D of the NASD By-Laws that would authorize the NASD to halt over-the-eounter trading in a NASDAQ security pending the dissemination of material news by the issuer. Schedule D
please dont limit leveraged products, i use them daily to provide trading possibilities. i trade so that i can take an income from my portfolio. this is only one part of what i use but they should not be limited.
