We don't need your help. anyone who trades should be responsible for their own actions. These ETFs are not complex, individuals just fail to take the few minutes to read the information that each ETF provider is required to provide. Retail investors don't need your protection because we are so stupid and unable to understand "complex" ETF's. Thanks for
These funds are essential to my investment strategies. They are especially helpful during volatile markets and they can help ensure that we protect our assets during market corrections. In addition, these funds can possibly enhance our returns. Please do not restrict or limit our ability to use these funds. Respectfully, I encourage you to allow us to make those informed decisions.
Comments: Life, liberty, and the pursuit of... Independence and freedom. Restrictions and censorship is NOT a means of protection. Direxion offers a plethora of information and the intial education of Inverse ETFS. The established Indices: DIA, QQQ, SPY, IWM, etc., are available for investors/traders without restrictions I humbly request consideration to please allow ALL ETFS access to a level/
Investing should not be controlled by hedge funds, fund managers, and the ultra wealthy. It should be free and accessible to all. Taking away citizens small rights little by little never ends well for the government. Don't limit investing ability to net worth. Information, tools, classes, and all sorts of material are more than readily available for individuals to consume and make their own
I feel that I have the right as a human being to invest anyway I like and in my family's best interest without the consent of a regulator I also feel that I have the right not to go to the school to take tests or any of that other nonsense I can understand the information just fine the way it's written now to be able to handle myself in any investment situation thank you very much
IMPORTANT
TO: All NASD Members and Other Interested Persons
ATTN: Compliance and Sales Management Personnel
The NASD has noted that an increasing number of applications for registration have been found to be inaccurate or incomplete when compared with the applicant's disciplinary history contained in the Central Registration Depository (CRD) data base. Examples of inaccurate filings include
I use these investments tactically to hedge, and they have been very helpful in mitigating risk and improve returns. I really don't appreciate being treated like a child just because I'm not high net worth. People have a right to make their own decisions. Your only job is to inform people objectively and without hyperbole. Once people have agreed to the risks, it is their responsibility
Respected Regulators, Leveraged and inverse ETFs help me hedge my portfolio and I would really appreciate if you don't impose any rules such as passing a test before investing in such ETFs. Investors understand the risks these risks since the information is widely available. I would really appreciate if you let investors choose what works best for them. Thank you!
The Securities and Exchange Commission (SEC), Municipal Securities Rulemaking Board (MSRB) and FINRA announced today that registration is now open for both in-person and virtual attendance of their Compliance Outreach Program for municipal market professionals. The event is open to the public and will take place on Wednesday, Nov. 20, and Thursday, Nov. 21, 2024, in Denver, Colorado.
IMPORTANT MAIL VOTE
OFFICERS, PARTNERS AND PROPRIETORS
TO: All NASD Members
LAST VOTING DATE IS DECEMBER 31, 1986.
EXECUTIVE SUMMARY
NASD members are invited to vote on proposed new Article III, Section 42 of the NASD Rules of Fair Practice. The proposed new rule would prohibit NASD members from effecting, directly or indirectly, over-the-counter transactions in a security as to which a trading
