I think individual investors are severely disadvantaged when compared to other market participants when it comes to the issue of access to information. We desperately need more transparency surrounding short selling. I urge you to implement requirements for more frequent reporting of short positions. Anything you can do to get more data in the hands of the public is a step in the right direction.
What is going on in the market today with short selling is absolute market manipulation. How are traders allowed to operate on dark poles? How are they able to short shares that not only do they not home, but often times don’t even exist? The market needs to be a level playing field for both institutional traders and retail traders alike. The SEC Needs to take action against illegal activity!
Please do something about naked shorting, synthetic shares and dark pool trading. As a new retail investor it's really disheartening to realize that I'm going against hedge funds who can create naked short and synthetic shares so they can then trade them in a second set of books to manipulate the price of stocks. Please stop these illegal and immoral activities.
You guys need to look into the dark pool, The synthetic shorts, the illegal shorts hedge funds are barrowing and/or taking, the stock manipulation they're doing to both AMC/GME. And certain platforms associated w/ big hedge funds are turning off the "BUY" button with no consequences!!!! This has been going on for years but with these meme stocks it's at an all times high. It
The idea that institutions can sell shorts on a stock without actually owning a stock is absolutely unbelievable. Then add to that the ability to not even have to imitably purchase shares is ludicrous. Oh then scare them with putting them on threshold list that never gets enforced. Also a 48 hour delay to report in today’s worlds is totally inappropriate. Why not at the close of everyday shorts
Publication Date: February 23, 2023Interpretations are marked in blue background beneath the rule text to which they relate.15c3-1d Satisfactory Subordination Agreements (Appendix D to 17 CFR 240.15c3-1).15c3-1d(a) Introduction.15c3-1d(a)(1) This appendix sets forth minimum and non-exclusive requirements for satisfactory subordination agreements (hereinafter “subordination agreement”). The
NEW FOR 2023
Regulatory Obligations and Related Considerations
Regulatory Obligations
Rules 203(b) (Short sales) and 204 (Close-out requirement) of Regulation SHO provide exceptions for bona fide market making activity. The SEC has provided guidance on what constitutes “bona fide market making activities” as well as examples of what does not; member firms must also confirm and be able to
FINRA Reminds Firms of Sales Practice Obligations Relating to Leveraged and Inverse Exchange-Traded Funds
Come on Finra and SEC. I’m a UK based investor and watching what’s happening with regards the Dark Pool and Hedge Funds having an unfair advantage in the Market place is one thing, but watching what’s going on daily with regards Citadel Connect and the underhanded shorting of AMC and GME needs to be investigated. The US is meant to be the land of the free and a place where “Dreams Come True” you
This is a joke, what kind of a free market scam are you selling me here? Hedgefunds have caused a market crash before and they're okay doing it again because there is no consequences and infinite bailouts. Retail investors can't even have fair competition with them because they have access to darkpools while we don't, they access to naked shorts and we don't, we don't
