In a fair and open market there should be transparency and a level playing field for all investors; be they retail or institutional. The # of shares shorted should be available IN REAL TIME throughout the trading day. Dark pool trading must be eliminated. We can clearly see that large institutions are buying massive quantities of AMC stock (for example) on the dark pool and then flooding the
Short Sale Volume provides the public with aggregated short sale volume by security for all publicly-disseminated short sale trades executed off-exchange and reported to a FINRA Trade Reporting Facility (TRF), Alternative Display Facility (ADF) or Over-the-Counter Reporting Facility (ORF).
View Data
About the Data
Data Description
Short Sale Volume data contains aggregated volume
FINRA members that trade securities listed on the NYSE ("Tape A"), Amex and regional exchanges ("Tape B"), or Nasdaq ("Tape C") in over-the-counter transactions reported to the FINRA/Nasdaq Trade Reporting Facility may receive from the FINRA/Nasdaq Trade Reporting Facility transaction credits based on the transactions attributed to them. A transaction is attributed
FINRA members that trade securities listed on the NYSE ("Tape A"), Amex and regional exchanges ("Tape B"), or Nasdaq ("Tape C") in over-the-counter transactions reported to the FINRA/Nasdaq Trade Reporting Facility may receive from the FINRA/Nasdaq Trade Reporting Facility transaction credits based on the transactions attributed to them. A transaction is attributed
In the securities world today, there is little daylight between money laundering and fraud. On this episode, we learn how FINRA’s Special Investigations Unit works to detect and investigate cases of illicit finance and market abuse, as well as how they proactively identify and mitigate threats.
Comments: Please do not limit access to retail individual investors nor materially change the current structure of these funds. I use these funds both with short- and mid-term focus as a swing trade investor, and these funds have become a key strategic element to my brokerage trading strategy complementing long-term holding strategies.
I've been trading TQQQ, a leveraged ETF for years. This fund is very important to me and my family. I fully understand the risks and potentials in trading leverage funds. As an individual investor, I should be able to choose my own investment strategy and don't need any special measurements imposed. Thank you!
I have been a member and executive of the Chicago Board of Trade and served as the Chairman of the DOW Jones futures committee for 40 years. I believe it is in the best interest of if FINRA the SEC to allow inverse ETF products to be continued to be freely traded. It give the investors the ability to hedge risk of current equity holdings or there 401-ks
Please do not restrict my access to L&I Funds or to disqualify you from trading L&I Funds or other "complex products".
I understand that these are for short-term active trading, and that they should be monitored regularly.
My brokerage firm already provides several warnings and requirements in connection with my investments in L&I Funds, and
I believe in education, not restriction.
New investors need to fully understand the risks, why it is best to only commit a small fraction of their overall available funds, NEVER go on margin, and never go all-in, and understand how the overall market can seriously affect or influence the outcome of ones leveraged trades.
But I believe that does not mean these ETFs should be restricted which
