Getting a pay raise can be exciting. While there’s nothing wrong with the occasional splurge (if you can afford it), consider dedicating part of your new pay hike to a long-term wealth-building strategy. Read on for how you might use the extra cash to maximize the impact of your raise.
Findings are Part of the National Financial Capability Study to be Published in JulyWASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) released today preliminary findings from the National Financial Capability Study, which will be published in July. The FINRA Foundation is previewing the data this month—National Financial Capability Month—to provide insight into the overall
Becoming a new parent? Here are 5 tips that can help you create long- term financial plans that will help you achieve financial stability for your growing family.
In many cases, an unforeseen emergency can derail your financial plans. However, there are steps you can take to soften the impact of an unexpected hit to your finances. Here are a few tips on how to prepare for and survive financial hardships.
Remarks From Baruch College’s Financial Markets Conference
Financial social media influencers or finfluencers are growing in popularity as a cheap way to reach a new generation of investors. But using this newer form of advertising comes with risks. On this episode, we learn more about the regulatory requirements around the use of social media influencers and hear some best practices for firms looking to make use of “finfluencer” programs.
During its September 13 and 14 meeting, the FINRA Board of Governors reaffirmed FINRA’s Financial Guiding Principles and continued discussions around FINRA’s Regulatory Operations and received an overview of pending and final regulatory initiatives affecting member firms.
Some characteristics and routine behaviors have been found to be associated with an increased risk of fraud for older adults. Steps like reducing exposure to scams, researching investments, and building financial knowledge can help reduce risk.
The majority of investment professionals are trustworthy individuals who act with integrity. Unfortunately, some are not. Certain behaviors that FINRA has observed raise red flags and often warrant disciplinary action. Here are five behaviors that should have you asking questions.
