Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))
SEC Approves Amendments to Rules on Reporting Transactions to the OTC Reporting Facility
FINRA Announces Updates of the Interpretations of Financial and Operational Rules
FINRA Rule 2359(a) provides that “…no member shall effect for any account in which such member has an interest, or for the account of any partner, officer, director or employee thereof, or for the account of any customer, a purchase or sale transaction in an index warrant listed on a national securities exchange if the member has reason to believe that as a result of such transaction the member,
Proposed Rule Change to Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements
I've been [REDACTED] by so many rules designed to "protect" retail investors in the year I've been investing. The [REDACTED] PDT rule that plainly favors the more wealthy. Now you are putting more rules in that limit smaller investors. Let me guess hedge funds are a ok with your proposed rule. STOP LIMITING SMALL INVESTORS!
Technology Changes for Reporting Certain Complaint
and Disclosure Information
Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules
FINRA Announces Amendments to Make Permanent the Portfolio Margin Pilot Program
