These products need to stay available for an overall portfolio and everyone should have access to these funds. They already disclose enough information for an investor to make a sound decision on the product and be aware of all the good and bad that comes with that product. There is no need to add additional regulations to these products especially requiring the investor to take a test. There are
In no way should regulation restrict my rights to invest as I see fit. Restrictions should only ever be placed upon those in public office who gain insider information. As an engineer, I am more than capable of making my own financial decisions regarding investing in public securities like leveraged and inverse funds. I do not need the government to tell me how to think, vote, invest, or
I would like to oppose this rule. In my opinion, investors who are investing in these complex products know the risks already. Also brokerage companies let us informed of the risks. Whenever i try to buy a leverage fund, my broker shows warnings at multiple places in big bold red letters during the transaction. I suspect if someone "accidentally" bought these leveraged funds. I
No member or member organization shall:
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(5) Circulation of rumors
Circulate in any manner rumors of a sensational character which might reasonably be expected to affect market conditions on the Exchange. Discussion of unsubstantiated information published by a widely circulated public media is not prohibited when its source and
The 2019 National Compliance Outreach Program for Broker-Dealers is a one-day program intended for compliance, audit, and other senior personnel of broker-dealer firms and branch offices.
This data provides trading volume in U.S. Treasury securities reported to TRACE for the prior month. Monthly aggregated data is published on the second business day following the end of the month.
Treasury bond data is aggregated by security subtype: Bills, Floating Rate Notes (FRN), Nominal Coupons and Treasury Inflation-Protected Securities (TIPS). The data is
This data provides trading volume in U.S. Treasury securities reported to TRACE for the prior month. Monthly aggregated data is published on the second business day following the end of the month.
Treasury bond data is aggregated by security subtype: Bills, Floating Rate Notes (FRN), Nominal Coupons and Treasury Inflation-Protected Securities (TIPS). The data is
This data provides trading volume in U.S. Treasury securities reported to TRACE for the prior day. The daily aggregate data is published at 8:00 PM ET every business day.
Treasury bond data is aggregated by security subtype: Bills, Floating Rate Notes (FRN), Nominal Coupons and Treasury Inflation-Protected Securities (TIPS). The data is further grouped into "ATS (
No member or member organization shall:
(1) Reserved.
(2) Reserved.
(3) Reserved.
(4) Reserved.
(5) Circulation of rumors
Circulate in any manner rumors of a sensational character which might reasonably be expected to affect market conditions on the Exchange. Discussion of unsubstantiated information published by a widely circulated public media is not prohibited when its source and
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