For decades, Americans of all incomes have looked to the investment markets as an opportunity to build wealth and achieve goals such as putting their kids through college and retiring among other things. Over the years those opportunities have continued to increase with increasing levels of innovative offerings from simple stocks and bonds to mutual funds, ETF’s, IPO’s, dividends,
I OPPOSE YOUR INTENDED RESTRICTIOING REGULATION TO MY RIGHTS TO INVEST IN PUBLIC INVESTMENTS. I SHOULD BE ABLE TO CHOOSE THE PUBLIC INVESTMENTS THAT ARE RIGHT FOR ME & MY FAMILY. THERE SHOULD NOT BE ANY SPECIAL PROCESS OTHER THAN BROKERAGE HOUSES DETERMINE INDIVIDUAL'S INVESTMENT EXPERIENCES & ASSET VALUES TO INVEST IN LEVERAGED & INVERSE FUNDS. SO, DO NOT IMPOSE
Please be advised that I own BITO and I also buy and sell the options on BITO. These investments are part of my overall trading and investing stratagy.
Each investor is capable to determine if they understand the risks. Placing restrictions on the purchase will cause significant losees because as less people are permitted to invest in these assets, the price will be more volitile and the bid/ask
Asset Backed Securities data is currently unavailable. Asset Backed Securities data will be posted as soon as the issue is resolved.
In April 2022, I received a message from Vanguard stating that I would no longer be able to invest in shares of Grayscale Bitcoin Trust (GBTC) in my Roth IRA. This email was very concerning and surprising since my Roth IRA has massively outperformed the market since adding GBTC a number of years ago.
More recently, I became aware of FINRA's proposed regulations to prevent or restrict
INFORMATIONAL
FIPS Changes
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Municipal/Government Securities
Operations
Senior Management
Trading & Market Making
FIPS
As of October 23, 2000, the following bonds were added to the Fixed Income Pricing SystemSM (FIPS®).
Symbol
Name
Coupon
Maturity
CHB.GA
Champion Enterprises Inc.
7.
I have utilized leveraged mutual and ETF funds in my IRA portfolio for over 12 years and I strongly believe that I have been successful in enhancing my rate of return during certain market cycles. Although I do have significant retirement assets, I would likely not be considered an accredited investor. I have been investing, primarily through mutual funds, since the early 1970s. My portfolios
To Whom it May Concern:
Leveraged investments have been a critical PORTION of my overall portfolio and long term strategy for years. While not the smoothest of rides it is a leveraged investment strategy based on the SP500 and US Treasuries and moves correspondingly with market movements of what I think one would agree are very sound investments. To end this option by a well-intended, but mis-
Anyone who follows the stock market knows that some days market indexes and stock prices move up, and other days they move down. This is called volatility. The more dramatic the swings, the higher the level of volatility—and potential risk.
ACTION REQUIRED
Expense-Sharing Agreements
SUGGESTED ROUTING
KEY TOPICS
Accounting
Executive Representatives
Internal Audit
Legal & Compliance
Operations
Senior Management
Expense-Sharing Agreements
Net Capital
Recordkeeping
SEC Rule 15c3-1
SEC Rules 17a-3, 17a-4, and 17a-5
Executive Summary
On
