This is nothing more than a proposal to make the rich richer & the poor loose more money in a manipulated financial system. The rich create the opportunity and capitalize on it and it's been happening for many years. How about we omit the rich from investing in these investments. We all share the air, highways, waterways, restaurants & paying taxes but only 1-social status
I have been investing for 12 years on my own. Throughout this time I have had to deal with various incidents of government officials trying to "protect me" by restricting what I can and can not trade on the markets. Well guess what IT IS NONE OF YOUR BUSINESS WHAT I DO WITH MY MONEY! Restricting complex products is quite frankly not your job. If I want to buy them it is my choice. If I
Summary
FINRA requests comment on a proposed change to its current policy relating to the assignment of OTC symbols to unlisted equity securities. Specifically, FINRA is considering whether it should begin assigning OTC symbols to unlisted equity securities that do not have a valid CUSIP identifier, in the limited circumstance where a member firm demonstrates its best efforts to obtain a CUSIP
I am an individual investor. I believe that I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Certainly I understand
I am a 40 year old CFA Charterholder, investing for my own portfolio. I am shocked and disturbed to hear that investing in and/or trading certain products will be contingent upon certain criteria. I am investing my own capital, and feel it is against my rights to be told what I can and cannot invest in. Furthermore, I have completed extensive exams within the financial space, as well as worked
FINRA is about as effective as a mall cop, police but have no teeth. Fines companies millions for crimes that made them billions. 3 generations have been short sold down the river. We would not have as many poor folks or homeless if the hedge funds didn't short companies to BK. Dark Pool trading has allowed hedge funds to short well past being a market maker. One hedge fund donates 70
FINRA has been on a hiring spree, working to fill scores of open positions. But given that almost all employees are working remotely as a result of the coronavirus outbreak, how are these new hires getting the equipment to start work from home?The solution: “FINRA in a Box.”That’s what staff call the package FINRA sends to new hires, containing a laptop, onboarding instructions, introductory
I am an accredited investor and I don't see any reason why someone with less than a million in net worth or makes less than $200,000 a year can't be an accredited Investor as well. It makes NO sense when you allow for sports betting, casino's, and las vegas where the odds of losing your money can be much much higher. It's a racket to protect banks and large
I oppose restrictions to my right to invest. My money is my money. I should be able to choose whether to invest it or not. If I choose to invest it, I should be able to invest it in whatever way I see fit. A politician should not have any say in how I invest MY money!
I am very capable of doing my own research and take every investment into thorough consideration before investing. I should not
Hello, I believe I should be able to invest in publicly available funds without government interference. I know what is best for my financial situation and believe I should have the right to make decisions based on what I believe to be the best.
I am fully capable of doing the research and understanding what I am investing in. I should not have to prove myself capable. Such measures would be a
