I'm writing in opposition of the proposed restrictions to the right to invest in leveraged ETFs. Leveraged and inverse funds are important to my investment strategies. I have 20+ years of trading experience and leveraged funds is one strategy I employ as part of my investment plan.
Capital markets in a democratic society should enable its people to choose the public investments that are
I am writing to let you know that I oppose governing of my rights to pick what I invest in or do not invest in. There should not be tests I need to take to invest or things I need to do other than my own education of any investments that I want to invest in. Public investments should be available to anyone who is willing to learn and not be limited by people who already have more money than
SEC Approves Amendments to Establish Two Optional TRACE Data Delivery Services and Related Fees
Effective Tuesday, May 28, 2024, in accordance with the SEC’s amendments to Exchange Act Rule 15c6-1(a) to shorten the standard settlement cycle from two business days (T+2) to one business day (T+1), FINRA will implement its changes for equity trade reporting. Please see DTCC notice for details of the financial industry coordination for this project
As previously announced FINRA plans to replace digital certificates with Multi Factor Authentication (MFA) for access to the TRAQS website in April of 2021.
A FINRA production User Acceptance Test (UAT) will occur on Saturday, March 6, 2021. Firms must register with FINRA Market Operations of their intent to participate in the UAT via an email to
As previously communicated effective Monday, April 19, 2021, FINRA will replace digital certificates with Multi Factor Authentication (MFA) for access to the TRAQS website and will also institute system infrastructure changes for TRAQS and the API reference data software.
From Monday, March 8, 2021 through Friday, April 16, 2021, FINRA will be supporting a software production parallel period.
Allow us to continue trading on this.
This is good way to trade market
(a) Terms used in this Rule 6170 shall have the same meaning as defined in Rule 6220.
(b) Any ADF participant that is required to obtain, or otherwise wishes to use, more than one Market Participant Identifier ("MPID") for purposes of displaying quotes/orders or reporting trades through the ADF must submit a written request, in the form required by FINRA, to, and obtain approval
