FINRA Requests Comment on a Revised Proposal Requiring Confirmation Disclosure of Pricing Information in Corporate and Agency Debt Securities Transactions
FINRA and ISG Modify Certain Electronic Blue Sheet Data Elements
SUGGESTED ROUTING
Internal AuditLegal & ComplianceMunicipalOperationsSyndicateSystemsTrading
Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Martin Luther King, Jr., Day, Monday, January 17, 1994. On January 17, The Nasdaq Stock MarketSM and the
Retirement plans like a 401(k) are long-term investments. But that doesn’t mean you should set them up and forget about them until you retire. Schedule an annual 401(k) “checkup” to make sure your plan still meets your needs.
I support the proposed changes. In addition i believe that there are several levels of self-dealing, impropriety, negligence and perhaps outright fraud-by-omission, happening at the SEC itself, which routinely harms retail investors as a class. My suspicions were raised by commentary around 'meme stocks' and comments by various industry professionals in publicly available materials. I
As a retail investor I am very hesitant to invest anymore money into stocks when I'm seeing this blatant manipulation of the market by market makers and hedge funds. I feel like they're not going to act in good faith when doing so doesn't benefit them as much. We as investors need to see more than just fines imposed and some real solid action on combatting this behavior for a fair
I've not seen any regulation on Dark Pools. This needs to be addressed and acted upon as dark pools allow for hedge funds/shorts to manipulate market price by routing stock buys in them. My vote is to outlaw and remove dark pools entirely. I know it's supposed to be used for huge exchanges without affecting the market, but at this point, it's more and more being used for illegal
Shorting is a fundamental part of the free market, but surely naked shorting of any kind be it physical stock, bonds etc should carry such a severe penalty that hedge funds thinks twice before going down that path. Hedge funds should be playing by the same rules as anyone investing in the markets, it should be free and transparent for all participants. The SEC has turned a blind eye for to long
I don't know about this short sale rule. I live in Sweden and I always thought that the US is a country that treat's everyone equal. Since I bought stock on the US market the only thing I feel is that every time someone mentioned a rule I just take it whit a grain of salt because nothing happens whit the market. You can make thousand more rules but it doesn't matter because no one
As a Country, we've lost confidence in the free market of the United States of America. My suggestions would be: T-0 real time settlement FTD's forced to deliver per the regulations Enforcement of illegal naked shorts that have decimated retail's portfolios for decades. Increased scrutiny of dark pools (some of these stocks are being traded 60% in dark pools) Elimination of being
