We should be able to choose the public investments that are right for us and our family. Public investments should be available to all of the public, not just the privileged. I'd been trading the stock market for more than 20 years, I am totally understand leveraged and inverse funds and their risks. I do not need these measures imposed on me. Leveraged and inverse funds are important to my
I strongly believe that I as an investor should be able to choose the public investment that are right for me. I should not have to go through any special process or test before I can invest in public securities like leveraged and inverse funds. I found leveraged and inversed funds are important to protect my investments when stocks went down, I can leverage the loss with inverse funds. When the
Aren't we living in the land of the free and the home of the brave?? Why, then, are you pushing for regulations that would limit certain people from purchasing leveraged and inverse funds? Why are you creating a system with those who have these privileges and those who are refused these privileges. Public investments should be available to all of the public, not just the privileged. Let
I strongly oppose any limitations that may be placed on investors who want to participate in short funds or leveraged funds. I have been investing in the stock market since 1993 and fully understand the risks inherent in these types of funds. When used properly to hedge a portfolio they can be very important. I strongly suspect that rules like this one being proposed will end up hurting the
Typically, loss due to investment in funds is limited to the amount an investor was willing to use for purchasing those funds. Investing in leveraged and inverse funds is a useful tool for individual investors as it provides a mechanism by which to improve ROI when regular funds may be doing poorly. In all cases investors should be doing some research and consideration of risk before investing in
Who [REDACTED] is the government when it comes to an individual who wants to spend his or her money. If a person is able to buy stock they should be able to make their own choices and decisions. Where does the government get off making decisions for the people. The government is a big woke joke. They have gotten the taxpayers into more problems then they know how to get out of. The government
FINRA has updated the Alternative Display Facility (ADF) User Guide and ADF FIX Specification for Trade Reporting to now include the FINRA/Nasdaq TRF Chicago, IEX (Investors Exchange) and LTSE (Long-Term Stock Exchange).
Each document’s Revision History illustrates these changes and impacted fields.
Questions regarding this notice should be sent to FINRA Product Management or
Sec. 11.1 FINRA shall be the sole stockholder of the capital stock of FINRA Regulation.
Amended by SR-FINRA-2009-020 eff. Aug. 20, 2009.
Amended by SR-NASD-97-71 eff. Jan. 15, 1998.Selected Notice: 09-39.
To Whom It May Concern, I have seen first hand the impact of false information devastate retail stock investments. Without real integrity, the small individual like myself, will not only be disheartened, but disillusioned with market. How can we possibly compete in a fair and just market when the lack of transparency means you will never have a level playing field. Please, please make every
SR-FINRA-2008-034 - Proposed Rule Change to Amend Incorporated NYSE Rules 311, 342, 345, 346, and 416 to Delete References to Fees in Those Rules
