I consider your meddling with my ability to self invest! I most definitely don't believe that a high net worth should be the criteria to prevent my investing! Stop your stupidy and stop making rules that aid the rich in pursuit of special rules!
I'm concerned about the limited ability for me to purchase a product that I believe is the best product for me if the proposed rule #S7-24-15 is applied, I believe current laws and rules are sufficient without some additional perceived protection by FINRA or another agency.
I encourage FINRA to implement new rules, including this proposed rule on short interest reporting, to provide more transparency for retail investors.
We want transparency in the market Computers count everything every second so they should be able to report everything every day We want real time data or end of day at least No dark pool Everyone wants to play by the same rules is not such a hard thing to understand. Place your bet then deal the cards... Retail investors are crippled by rules and regulations while hedge funds and institutions
Monthly Disciplinary Actions June 2019
Proposed Rule Change to Amend Online Form NMA, the Standardized Membership Application Form Applicants Must File Pursuant to NASD Rule 1013 (New Member Application and Interview) as Part of their New Membership Application
FINRA Announces Approval of and Implementation Date for Securities Trader and Securities Trader Principal Registration Categories and Related Qualification Examination, Fee and Continuing Education Requirements
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The free Retirement, Your Way: Tips for Smarter Investing dinner seminar originally scheduled for Thursday, August 17, in St. Louis has been postponed. We will update this page with more
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt: (1) temporary Supplementary Material .12 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) under FINRA Rule 1210 (Registration Requirements); and (2) temporary Supplementary Material .07 (
