Comments:I cant believe the FINRA what to interfere with the small investors making a few extra percentage points on their money. Leveraged Efts are one of the only places a small investor is on a level playing field in the marketplace.Sure theirs risk but thats what made America the land of opportunity. A Small investor can go long or short just like the futures without worrying about the
I have been a market professional for over 50 years, now retired). I advocate free use of levered and short (INVERSE) instruments as they offer hedging and leverage opportunities to every investor. This is needed in these volatile markets. The public are taught "never to sell" and yet we have seen several peiods in recent decades of index declines of 60+% (Nasdaq). It is vitally
I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds
I believe increasing the frequency of reporting would be extremely beneficial, transparency is one of the things that needs to be improved in many aspects in regards to the stock market as a whole. As of right now it is very difficult to find any accurate information on a variety of topics such as mergers, algorithms, the relationships between brokerages and hedge funds etc. short interest and
I do not want to sound uneducated or stupid, but I think that there a lot of shady dealings going on in the stock market and I'm afraid that this will effect my portfolio. Please make all short positions be reported. Do we need dark pools? yes! but I wanna see that information too. We all want a free and fair market. I'm not here to be a financial patsy, for crying out loud gas is like
Retail investors are already at a distinct dis advantage as far as technology and ability to manipulate like the large investors, short sales should be reported daily and the fines for manipulation should be more than a slap on the wrist where the large investors weigh fines versus profit and laugh as they take the fine Retail investors need a closer fair field of play or you will see the stock
Dark Pools need to be gone, if the market is fear and fair. Where is the transparency? Short Sale Restrictions must be enforced, currently it’s a joke. Failure To Deliver must be fully enforced. If I sell something I don’t deliver the items but I keep the money, that’s stealing! Currently your rules are joke. No retail investor benefits from your rules if they are no fully enforced. If I drink
Much more transparency is needed in regards to the number of current short sale positions including percentage that have been closed on a daily basis. For far too long retail investors have been dealt a bad hand going against hedge funds who have access to all the detail we do not. Please make the markets what they are supposed to be which is free and fair. Please enforce and intensify the rules
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The Securities Industry/Regulatory Council on Continuing Education (Council) has issued the annual Firm Element Advisory, a guide for firms to use when developing their continuing
I think all reporting of shares shorts etc should be reported on a daily bases to all with alot more emphasis on stoping manipulation, including making dark pools ilegal and getting rid of them, also making fines more appropriate to the crime instead of pocket money fines, I ve been involved in the US stock market for a year now and all I ve seen is market manipulation which should be against the