A. Its my right to make choices of my own investments
B. I started buying securities since 1973 . I have enough experience to make investment decisions.
C. The stocks securities I am holding represent own 5% of my total assets
D. I should not be subject to any investment restrictions
Leveraged ETFs have given retail investors access to strategies once only accessible to ultra high net worth families and institutional investors, all at a very reasonable cost.
Investors should understand the risks they are taking, but this is no different from any other risky asset.
Revision to Net Capital Treatment of Clearing Agreement Penalty Clauses
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Operations
Systems
Trading
As of October 20, 1995, the following 82 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,913:
Symbol
Company
Entry Date
SOES Execution Level
ANMWV
Advanced NMR Systems, Inc. (Wts 8/30/00 WI)
9/21/95
200
BVAS
Bio-
Hello I have submitted a previous comment but I wanted to include this as well. I and I'm sure others have stated there needs to be a very big regulatory body added for oversight into darkpool trading, more frequent checks on capital and sources of capital from any market maker or large organization sucks as hedge fund participating in our markets, and there needs to be a responsible party
Dear Madam, Sir,
I strongly believe passing this law would hurt investors like me who are getting to the capital market with small investments and using inverse funds as a hedge strategy to beat the market volatility, even though it is a small portion of my overall portfolio.
I believe public investment should be available to all of the public without any requirement of passing a test. Anyone who
SUGGESTED ROUTING
Senior Management
Corporate Finance
Institutional
Legal & Compliance
Operations
Systems
Trading
As of February 23, 1995, the following 41 issues joined the Nasdaq National Market, bringing the total number of issues to 3,742:
Symbol
Company
Entry Date
SOES Execution Level
ATVI
Activision, Inc.
1/27/95
200
DZTK
Daisytek International
Exchange-traded products (ETPs) including exchange-traded funds (ETFs), exchange-traded notes (ETNs), and commodity and currency ETPs have surged in popularity over the last decade. Risks vary for each product, with some types of ETPs exposing investors to both complexity and significant danger of losses. Volatility-linked ETPs are one such example.
SUGGESTED ROUTING*
Internal Audit
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.
As of January 11, 1990, the following 18 issues joined NASDAQ/NMS, bringing the total number of issues to 2,694:
Symbol
To whom it may concern,
Please do not restrict the usage of leveraged and/or inverse funds. They serve a great purpose in hedging one's assets or enhancing returns. I'm very clear on how these products work and there is no reason regulators should be restricting my ability to invest or my strategies.