I should be able to choose the public investments that are right for me and myfamily. Public investments should be available to all of the public, not just the privileged. I should not have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. I have been investing in leveraged and inverse funds for years abd unterstand
This is the most rediculous proposal I've heard in a long time. Inverse funds allows investors to stay in turbulent markets. Does FINRA believe passing a test makes you a better investor? Answer: NO. Without these products, individual investor choices become; exit the market, short stocks/ETFs, or options. If FINRA takes the proposed action, they will make lemmings out of the average
As an individual investor, I should be able to choose public investments that are right for me. I shouldn't need to seek regulator's permission for investment choices that are only for the privileged. I shouldn't have to go through any special process (cooling off periods, passing a test, etc) to be able to invest in public investments. Leveraged and inverse funds a among many
Only I not regulators should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. The more government helps me, the more damage they do
I shouldn't have to go through any special process like passing a test before I can invest in any public securities, like leveraged and inverse funds. I am quite capable of understanding leveraged and inverse funds and their risks and am actually insulted that you think you know what is right for me. I do not need these measures imposed on me or any other investor.
The Communications with the Public section of the 2021 Report on FINRA’s Risk Monitoring and Examination Activities (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) relevant regulatory obligations and related considerations, (2) exam findings and effective practices, and (3) additional resources.
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As of October 28, 1996, the following bonds were added to the Fixed Income Pricing System (FIPS).
Symbol
Name
Coupon
Maturity
VOUT.GB
Universal Outdoor Inc
9.750
10/15/06
GGSY.GA
Gross Graphic System Inc
12.000
10/15/06
AGY.GA
Argosy Gaming Co
This data provides aggregate market activity for corporate bonds, agency bonds and 144a bonds (144a bonds are private placement securities subject to SEC Rule144A), using end-of-day data for days the system is open. Data is not available for days the system is closed. Please refer to Systems Calendar. (View the data for multiple days simultaneously here.) Learn more about bonds.
The advances,
Please do not restrict any of the leveraged funds access as I use these funds in an intelligent manner and follow the signal system method ( jason kelly sig system )of buying and selling these funds every quarter based on past performances . These funds can be volitile but when used in a systematic mathematical system they are very rewarding as they just follow the index or commodity . I have
A majority of my net worth is in Bitcoin. The little that remains in the legacy system hangs by a thread - for tax benefit. Though I ask myself, is it worth it? That I must write to a 3rd party, begging for permission regarding my own money. Is it really our money if we need your permission? Is it really money if it can be printed arbitrarily.
I speak for the many who are waking up to what a scam