Thank you for the proposed FINRA rule #22-08. It came to my attention when I saw an advertisement encouraging opposition to the bill from an obviously biased and hidden source (https://www.leteveryoneinvest.com). After brief research it seems to me to be a very valuable rule to keep small investors from gambling away their life's savings, and keep predatory firms from being able to trick
This rule is Ill advised as individuals must have the freedom to select their investments without cumbersome regulations.
I currently own a lot of crypto and I wouldn't be allowed to under these new rules. Please vote against it.
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to Rule 2520 that will revise the margin requirements relating to non-equity securities and exempt accounts.
FINRA (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 2210 (Communications with the Public) to create an exception to Rule 2210’s registered principal approval requirements for intermediary firms that use the sales material of
Proposed Rule Change to Waive Fees under FINRA Rule 7730 (Trade Reporting and Compliance Engine (“TRACE”))
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend certain provisions of Rule 2821.
Proposed Rule Change to Waive Trade Reporting Fees Under Rule 7710 Due to an OTC Reporting Facility Systems Issue
<p>Mutual fund offeror may directly reimburse personal travel expenses of registered representatives that attend training and education meetings, provided appropriate records are maintained.<br/></p>
I completely disagree and oppose this SEC rule and it is a violation of my right to choose how I wish invest my money. You should have no right to threaten my ability to make my own choices. You would be taking away my ability to choose to hedge or make investment decisions about the market. Not all retail traders are infants! We don't need you making decisions for us. It's another
