I oppose the proposed restrictions to accessing leveraged ETFs. Creating a two tier system for wealthy elites verses main street investors is not acceptable. It would be wholly inappropriate to force investors out of leveraged positions during a major market correction simply because the SEC has deemed poor people as idiots. I am disgusted with the SEC's pervasive attitude that main street
I know and accept the risks involved with leveraged funds. It should be my personal choice to invest in these funds. I fully oppose any more regulation on a free market system.
As part of its multi-year Digital Experience Transformation, FINRA is using an API Developer Center (developer.finra.org) to support automation. The API Developer Center website includes information designed to assist clients interested in using API technology to gain access to OTC Transparency data. The available API endpoints provide a mechanism to retrieve this data using a machine-to-machine
FINRA Announces Implementation Date for Publication of ATS Block-Size Trade Data
Entities which are found to be breaking the law need to be punished for doing so. Failing to respond to the actions of malicious actors leads to instability in the system, an imbalance of power when there should not be one, and a loss of trust in the viability of the system itself. The punishments must be sufficient to discourage future attempts and breaking the law. If breaking the law and
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
FINRA 21-19 is a long overdue change needed to bring our markets back into the light. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the
Createathon, FINRA’s premiere innovation event, isn’t your average hackathon. Sure, there is a healthy dose of exploratory and rapid engineering in the name of problem solving, but this event is so much more.
SEC Approves Amendments to Disseminate Additional Asset-Backed Securities Transactions and to Reduce the Reporting Time for Such Transactions
FINRA has provided transparency to over-the-counter equities (OTCE) trading for years through its public website.
