FINRA’s Board of Governors met on September 13-14 in Philadelphia. In addition to continuing discussions around FINRA’s Regulatory Operations, the Board reaffirmed FINRA’s Financial Guiding Principles.
Beginning Monday, November 6, 2023, as described in Regulatory Notice 22-28, FINRA will require firms to report transactions in U.S. dollar-denominated foreign sovereign debt securities to TRACE.
In addition, beginning November 6, 2023, as described in Regulatory Notice 22-27, the requirements for granularity of execution timestamps for TRACE Treasuries transactions will go into effect. FINRA is
Beginning Friday, September 29, 2023, an enhancement to the client certificate request process will be introduced, and FINRA API clients will have additional encryption options during their recertification process. Clients will still be able to retain the client certificate size of 1024 bit, but will now be given choices to increase this size upon a certificate renewal.
Please see the technical
