You not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. It is very important that you express your views in your own wordsyour comments are more likely to be taken seriously by FINRA if they reflect your own experience and perspective. Not only do you have the
I am fully aware of the risks I take with my investments. I do not need the Government to protect me from myself. DO NOT REMOVE 3X BULL/BEAR ETS's FROM THE INVESTMENT CHOICES!!!!
I am fully aware of the risks I take with my investments. I do not need the Government to protect me from myself. DO NOT REMOVE 3X BULL/BEAR ETS's FROM THE INVESTMENT CHOICES!!!!
SummaryFINRA’s Renewal Program supports the collection and disbursement of fees related to the renewal of broker-dealer (BD) and investment adviser (IA) registrations, exempt reporting and notice filings with participating self-regulatory organizations (SRO) and jurisdictions. FINRA communicates information about renewal fees BD and IA firms owe via a Preliminary Statement in November, and
FINRA is a not-for-profit, self-regulatory organization (SRO) dedicated to promoting investor protection and market integrity in a manner that facilitates vibrant capital markets. One of FINRA’s tools for achieving this objective is fair and effective enforcement of our member firms’ compliance with securities laws and regulations.
FINRA’s highest priority when it identifies misconduct is to
1. When will the Annual Review be available?The Annual Review period is the first 17 business days of the calendar year. The Annual Review section will be available during that time and until the firm completes it.2. Where can I find the Annual Review submitted by my firm?One of the reports available in the FCS Reports section is the Annual Review Report. This report provides the Contacts and
Piease do not consider removing Inverse and Leveraged Funds from the public. Everyone does not need your protection. I would like to make my chose of risk level and appropriateness.
Yeah I'm smart enough to figure out what I should in and should not invest in, I know the risks, I do the reach, appreciate the help but please don't limit my options, thanks
I oppose restrictions on my right to invest. I have the right to choose for myself, and my family without public securities. As it is my money, I should be able to calculate risk and reward for myself.
I oppose restrictions to my right to invest. Alternative investment options are a very important part of a diversified portfolio. I should be allowed to invest after accepting disclaimers that the investments are high risk.
