I believe there are enough rules and regulations on trading securities without adding to them
I am strongly opposed to the proposed rule to limit my investment options.
This ruling would limit the ability for
retail investors to fully participate in the market.
I am against any rulings which will limit my right to invest.
The Neutral Corner - Volume 3—2018
Mission Statement
Special Proceeding for Simplified Arbitration
Office of Dispute Resolution and FINRA News
Case Filings and Trends
DR Portal News
Use the Most Current Version of Scripts and Forms
Tenth Annual Securities Dispute Resolution Triathlon (October 13 – 14, 2018)
2018 Demographic Survey
New York State Bar
Application of NASD Rule 2330(f) to Proposed Profit Sharing Arrangement.
I urgently oppose this rule that would severely limit my investment options.
Pursuant to the Regulation NMS Plan to Address Extraordinary Market Volatility (Plan) (see Section VI(A)(1)), transactions that both (1) do not update the last sale price (except if solely because the transaction was reported late) and (2) are excepted or exempt from the SEC's trade-through rule (Reg NMS Rule 611) can be executed outside the price bands.
I oppose the proposed rule that hinders my ability to invest in these type of funds.
I oppose the passage of these new rules limiting by ability to freely trade options
