Gloria Dalton is Vice President and Head of the Office of International Affairs at FINRA. In this capacity, she leads and facilitates FINRA’s engagement with foreign regulators through bilateral cooperation, information-sharing and participation in multilateral organizations and regulatory forums. Her team also monitors global regulatory developments impacting firms, markets, and investors.
This data provides aggregate market activity for corporate bonds, agency bonds and 144a bonds (144a bonds are private placement securities subject to SEC Rule144A), using end-of-day data for days the system is open. Data is not available for days the system is closed. Please refer to Systems Calendar. (View the data for multiple days simultaneously here.) Learn more about bonds.
The advances,
Self reporting of short interest needs to stop, that is like someone self-reporting what crimes they commit and not having a background check. Short interest needs to be reported immediately through automated means (mandatory monitoring software controlled by a regulatory agency) and made available to the public immediately within an hour. If the software stops it should automatically stop all
I’m just a small time retail investor and I know my opinion doesn’t matter… I’d just like to see maybe more regulation on the dark pool. You have market makers like citadel and many others not just them that also have hedge funds groups, they take trades and stash them in the dark pool. How could we allow the dark pool to have more volume then the actual market? Where do we draw the line in the
TO: All NASD Members and Level 2 and Level 3 Subscribers
An additional 10 securities will join the 880 already trading in the NASDAQ National Market System on Tuesday, May 8, 1983. (The 880 include the 50 issues scheduled to join NMS on April 17.) These securities have met the NMS mandatory designation requirements, which include an average trading volume of 600,000 shares a month for six months
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to permit member alternative trading systems (ATSs) and ATS subscribers additional flexibility in transitioning to disaggregated reporting by April 12, 2019.
The reporting should be on a day to day basis. Theres no reason this blatant fraud should be continued. We have the technology to do so and yet, the can is continually kicked down the road. Retail are tired of being screwed over. This is far from a "fair market" and the SEC is failing to do their job of protecting us. Hedge funds and MM continue to manipulate the markets, receiving but
If this is allowed to pass, you are only increasing the wealth gap. You are inherently saying that anyone who has less than x amount is nothing more than a peasant. Remember we done away with the Feudal System hundreds of years ago. All of those investments that you want to block access to, can be traded by everyone with the guidance of a Broker and you know it. You're only concern is to
I have traded EFTs for more than 15 years, mostly leveraged, both on the positive and the inverse side, and sometimes both at the same time to hedge my position. I consider it a great way to protect my assets when I or my gurus seem particularly un-certain of the trend. Taking away this mechanism would be a totally ignorant idea, in my opinion. Sure, you need to know what you're doing, but
As a retail investor, I believe all of the proposed changes should be enacted. Transparency is a requirement for our markets to remain fair and free. Gamestop had a short interest of 140% of the float at one point in December 2020/January 2021 which lead to the WallStreetBets short squeeze and subsequent trading restrictions because of systemic risk. If the short interest had been reported on a
