Vice President, Office of International Affairs
Gloria Dalton is Vice President and Head of the Office of International Affairs at FINRA. In this capacity, she leads and facilitates FINRA’s engagement with foreign regulators through bilateral cooperation, information-sharing and participation in multilateral organizations and regulatory forums. Her team also monitors global regulatory developments impacting firms, markets, and investors.
Prior to joining FINRA in 2016, Ms. Dalton spent 17 years at the U.S. Securities and Exchange Commission. During this time, she served in a variety of roles including as the Assistant Director for Supervisory Cooperation in the SEC’s Office of International Affairs (OIA) and Counsel to the Director of OIA. Ms. Dalton also spent three years at the U.S. Commodity Futures Trading Commission as a staff attorney in the Division of Trading and Markets. Ms. Dalton holds a BS in Finance from Virginia Tech and a JD from George Mason University School of Law.