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Hypothetical illustration required by state law does not constitute "sales literature" under Rule 2210.
<p>Secondary market trading in Select Sector SPDR Funds does not violate Rule 2830(c) and (g).<br/></p>
Advertising Department's response to recommendations of the Investment Company Institute concerning member use of hyperlinks.
As Senior Vice President, Corporate Communications, Dana Grosser oversees all of FINRA’s internal and external communications functions, including media relations, digital and multimedia communications, and creative services.
Before joining FINRA in June 2021, Ms. Grosser served as Head of Corporate Public Relations and U.S. Crisis Communications Strategy at Vanguard.
Prior to joining Vanguard