Joseph H. Phoenix [REDACTED] May 3, 2022 Re:Comments FINRA Notice March 8, 2022 Dear Financial Industry Regulatory Authority (FINRA): It is my understanding that FINRA has proposed regulations in its notice dated March 8, 2022 that will make it less easy to buy and sell leveraged and inverse electronically traded funds. I trade with major brokerage houses. I buy and sell leveraged and inverse
I am very distressed to learn that someone is considering to place restrictions and hurdles to overcome for my ability to trade inverse mutual funds. Following advice of my financial advisor and educating myself about the S + P 500 index/inverse index, I have been using the strategy for several years. I AM PLEASED WITH THE RESULTS. I know the risk and reward of using inverse funds. To my
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The problem is not the rules... Rules are there already and you know as well as everyone else that the issue is that the rules are for thee and not for me. Enforce the rules that are on the books and stop not only the naked short selling but also the political hacks working for your agency and all throughout the financial industry regulatory authorities. Tell me... How much again did Pelosi make
Notice of Annual Meeting of FINRA Firms and Proxy
As a small retail investor investing for me and my families future I’m glad to hear that sunlight is finally leaking into the shorting faculties of our market. Accurate and honest short interest reporting helps reassure me as an individual investor that larger institutions aren’t abusing gaps in reporting to get an unfair advantage and add instability and volatility to our markets. That being
Governmental intervention has unpredictable and unhealthy consequences for investors such as myself. I strongly oppose restrictions placed on buying leveraged or inverse funds. Investors, such as myself must be allowed to make decisions that will permit us (me) to leverage various commodities in market downturns as well as upturns. Similarly, we (I) must be allowed to buy leveraged or inverse
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to permit projections of performance in institutional communications and specified communications to qualified purchasers.
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As of December 12, 1989, the following 33 issues joined the NASDAQ National Market, bringing the total number of issues to 2,713
