Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) proposed amendments to FINRA Rules primarily to provide FINRA with temporary relief from certain timing, method of service and other procedural requirements during the period in which FINRA’s operations are impacted by the outbreak of the coronavirus disease (COVID
INFORMATIONAL
Corporate Debt Securities Transactions Subject to Reporting and Dissemination
SUGGESTED ROUTING
KEY TOPICS
Continuing Education
Legal & Compliance
Registration
Senior Management
Foreign Deferrals
In-Firm
FINRA Provides Guidance on Prohibition Against Offering Favorable Research to Induce Investment Banking Business
Please stop imposing unwanted and unnecessary rules on us. Please allow us to buy what we want rather than what you decide
Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting
INSITE uses technology to focus FINRA regulatory oversight activities on potentially high-risk areas. INSITE includes a surveillance system which establishes a rigorous process to measure and monitor a wide range of broker/dealer activities.
The FINRA Proposed Rule #22-08 suggests limiting investors rights. Big Government needs to stop interfering with investors' rights. Stop over-regulating every thing.
Comments: Inverse and leveraged ETFs are far safer than trading options. Please recommend to FINRA to leave the rules are they currently are (May 2022). Thank you.
Comments: I have traded leveraged and inverse products for 28 years using defined rules and active management. They allow me to enhance my trading gains.
This proposed rule is absurd. Let Americans make their own investment decisions without special credentials. We know the risks when we make investments!
