Hello, as a financial services professional I oppose SEC proposed rule #S7-24-15
I can make my own financial decisions and dont need government intrusion
I don't need a US financial agency telling me how to invest my money.
I want to be free, not "protected". I should have the same access to these financial tools as anyone else.
Stay current on rules and regulations in settings designed to promote timely learning and sharing with peers, regulators and other financial services professionals. FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and operations professionals, and others in the financial services industry.FINRA Conferences and
I support FINRA's efforts to ensure the financial industry does not take advantage of unsophisticated investors.
SUGGESTED ROUTING*
Corporate Finance
Institutional
Legal & Compliance
Operations
Research
Syndicate
*These are suggested departments only. Others may be appropriate for your firm.
As of July 22, 1988, the following 30 issues joined the NASDAQ National Market System
I feel that these regulations are discriminatory in nature and favor those who work within the financial industry
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities).
Hi FINRA, I make my own financial decisions. Do not restrict my investment options.
