SUGGESTED ROUTING
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Executive Summary
The NASD is publishing this Notice to remind members that new Section 46 of Article III of the Rules of Fair Practice requiring members holding open orders to adjust the price and size of such orders by the amount of any dividend, payment, or distribution on
Exemptive relief is granted based on: the representation that at the time of the contribution the individual was not an MFP (as defined); the firm already has a significant business relationship with the government entity of which the contribution recipient was considered to be an issuer official; the firm has instituted information barriers on certain municipal business communications; the individual will be prohibited from the solicitation of certain new municipal business for a period of time.
Too much regulation is not a good thing. The rules are arbitrary and put forth because of one particular type of investment. It could lead to literally any stock investment having restrictions, leading to unnecessary volatility in certain situations.
I oppose this proposed rule change. It restricts the freedom of retail investors to advance their finances while allowing high net worth individuals to take advantage of more leverage. Everyone should have the same financial tools available.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to expand TRACE reporting requirements to trades in U.S. dollar-denominated foreign sovereign debt securities.
Restricting investors abilities to trade certain funds under is absolute criminal [REDACTED] Institutions and the wealthy making rules under the guise of protecting us from ourselves is the most corrupt and dishonest [REDACTED I have ever heard.
Stop trying to take away our source of income. I trade QQQ and SQQQ specifically and that is our family's income. Stop being greedy. Your PDT rule already keeps people from making money on their own
Every citizen in the United States should be able to invest in any stock in this United States it should not be limited to the rich evil pigs that rule this country your time will be finished soon because God has started tribulations
The only time someone wants 2 protect the retail investor in reality is to "aid" the large traders
Why not protect the little guy from short raids and reinstate the uptick rule
I will reply later after I have "cooled" down
I have been investing in leveraged ETFs for four years. Risky, yes. But strict rules would not stop people from investing. Please use prudence in legislation in allowing the public access to some very good tools.
