Decimalization
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Decimalization
Executive Summary
Initial plans for Nasdaq® decimalization testing are included in this Notice to Members. Also, a summary is provided of the industry critical dates.
Questions/Further
FINRA's scheme is misguided because *it HURTs Investors freedomto choose investments, *definition of complex products"is too broad, * the plan upends the right of power of investors to decide what o invest.
As a not-for-profit membership organization, FINRA is committed to transparency and engagement with our members regarding our finances. Accordingly, we want to update you about a fee rebate to our member firms.
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change relating to a phased implementation of SR-NASD-2006-104, which was approved by the Commission on November 21, 2006. Specifically, NASD is proposing to implement on December 20, 2006 amendments to the Plan of Allocation and Delegation of Functions by NASD to Subsidiaries (
Today in the United States, nearly 40 million people are age 65 and older. This number is expected to more than double to 89 million by 2050.
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the Plan of Allocation and Delegation of Functions by NASD to Subsidiaries ("Delegation Plan"), NASD By-Laws, NASD Regulation By-Laws, NASD Dispute Resolution By-Laws, and NASD rules to reflect Nasdaq's separation from NASD upon Nasdaq's
This is a good plan, the financial service industry has been playing with a loaded deck for years now. Its time for the regulatory bodies of the government to rein in the reckless and border line illegal behavior.
Please cease and desist with any plans to alter my ability to make financial decisions on my own behalf! I do NOT need a caretaker, custodian, or any other government assistance here.
Last Voting Date: June 22, 1996
Executive Summary
The National Association of Securities Dealers, Inc. (NASD) invites members to vote to approve amendments to the NASD By-Laws that continue the restructuring necessary to implement the principles articulated in the September 1995 Report of the Select Committee on Structure and Governance (Select Committee) and make the By-Laws consistent with
