To whom it may concern, I'm not sure why you would consider limiting my ability to invest in digital currency ETFs. They are far less risky investment than the digital currency itself. Funds like BITO offer an opportunity to buy a diversified set of currencies without having to participate in wallet services. Please do not limit my ability to buy funds like these.
FINRA Reminds Firms of Their Obligations Under SEC Rule 15c2-11(a)(4)
This is outrageous! I appreciate the service Titan offers me as I don't have time to research the market daily to analyze my associated costs and risks. Titan's portfolio allows me to spend my time doing what I like and what I'm good at, much like the hedge fund managers for the wealthy 1% that allow them to spend their valuable time on other activities besides market research.
TRACE Usage Reporting Policy
As a retail investor, I am concerned about the fairness of the current financial system. Having read many theoretical posts on r/Superstonk about the economy and doing my own research, I believe that more regulation on shorting is necessary in order to avoid the unfair devaluation of companies and protect smaller companies from its effects. In particular, more needs to be done about Fail-to-
These report cards assist NYSE-reporting firms in monitoring compliance with NYSE Rule 123(e) and (f), which requires NYSE-reporting firms—immediately after receiving an order on the floor—to submit the order information to the FESC database before the orders are represented on the floor.
The money I invest is my money, not the government. The investment is small and is in a separate asset class from stocks, bonds, ETF's etc. This thinly disguised attempt to take over the banking system, making everything requiring permission, will not be obeyed.
Our country should lead in innovation and capitalism. This space should be our pinnacle of achievement. Don't let the legacy banks and systems kill our future. Regulate deftly and with an easy touch. Let us lead again!
I am strictly against limitations of trading leveraged or inverse tools. It is a usefull way how to enhance profit or hedging a portfolio. I just want to keep the system running freely as it is currently now. Thank you Ivan Cenov
Executive Summary
FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Statements in E-Bill as well as view the reports that are currently available in Web CRD/IARD for the annual registration renewal process. The payment deadline is January 17, 2020.
Please direct questions concerning this Notice to the FINRA Call Center at (301) 869-6699.
Background &
