We have the personal/private right to invest our monies to help secure our financial security and defend our rights to do so. Thank you for your time.
Exposure to risk in financial world to gain certain reward should be a choice. All these choices in Market is what makes it beautiful. PTD rule is ENOUGH to protect the retail investors.
Everyone should have equal rights to invest. This is an over reaching rule that would create unnecessary obstacles for the average person trying to create financial stability through investment.
FINRA360 has yielded a number of organizational and operational changes aimed at making FINRA a more efficient, more effective regulator.
Changes to FINRA Enforcement Structure
FINRA Examination Program Improvements
FINRA Annual Budget Summary and Financial Principles
Interim Report on Use of Fine Monies
Data and Analytics
Regulatory Operations Oversight Committee (ROOC)
Enhancements to
To support their investor protection missions, FINRA and state securities regulators jointly collect and publicly disclose extensive registration information about financial professionals associated with broker-dealer firms (referred to herein as FINRA-registered financial professionals or RFPs). This registration information, which includes information about customer complaints, is used by regulators to license and oversee RFPs. The information publicly disclosed about RFPs is far more comprehensive than what is published for most other types of professionals.
Please do not create a caste system of those able to invest and better themselves and those who are not.
Please do spend this energy on financial education and enforcement against fraudulent actors.
Average investors should be able to go long or short the market, and should be allowed to control their own financial decisions. The Nanny State should not and does not have this power over the people.
I believe this "Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions" is a crucial step for more transparency in the finacial markets. It will be important to limit misuse of financial instruments/loopholes and so forth in order to gain an advantage over other market participants. I strongly agree to the proposed requirement.
Investors should be easily able to access inverse securities to protect their investments. Don't bow to powerful financial investment companies in requiring investors to use the option markets to obtain this result.
We are investors, we understand the risks of investing. Let the financial market provide products to fit the needs of educated customers. We don't need FINRA to be our mommy or daddy.
