Please do not deny me the freedom to choose investments that could
help you achieve long-term financial security.
Please leave my investments to me and my family. You should have no say in my financial positions.
Strangling financial literacy by refusing to let people make mistakes and learn is not only counterproductive but an anathema to personal freedom
It could potentially deny me the freedom to choose investments that could help me achieve long-term financial security.
It could potentially deny me the freedom to choose investments that could help me achieve long-term financial security.
Comment Period Expires: January 30, 1997
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Executive Summary
NASD Regulation, Inc. (NASD Regulation) requests comment on proposed amendments to NASD® Conduct Rules 3010 (Supervision) and 3110 (Books and Records) (formerly Article III, Sections 27 and 21 of the NASD
I don't believe that the government or any other entity should have any control on what you make financially.
I have the right to invest in anything public! Providing a better financial future for one's family should be an opportunity everyone has.
We do not need the government to regulate the financial investments that we choose to invest in. As an an investor I have signed disclosures acknowledging the risk.
Stop being a pick pocket and a thief. Criminals take less than you . A new kind of slavery financial thief