Im a financial professional who understands the risks involved. People with no background in investments should go through a course to understand these risks with an inverse and leveraged fund. People with securities licenses have taken enough tests.
In 2008, I lost my job,my house and my partner. I still have not recovered. If you recall, complex investments were at the heart of the 2008 financial crisis. Support our regulators and keep investments simple and transparent!!
As an investor, I would like to be able to choose the best investments for my personal situation. I have access to a financial planner and I am well informed of the risks in trading leveraged securities.
I am against any further regulation.
If you want Americans to successfully achieve the American Dream through successful means financially and pulling themselves off of their bootstraps do not interfere people should have free will and the right to invest accordingly to their own wishes
I believe this "Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions" is a crucial step for more transparency in the finacial markets. It will be important to limit misuse of financial instruments/loopholes and so forth in order to gain an advantage over other market participants. I strongly agree to the proposed requirement.
I believe in free markets without much government interference so I oppose any restrictions on my right to invest in public investments. Investment decisions should be figured out between my financial advisor and myself.
AI-based applications offer several potential benefits to both investors and firms, many of which are highlighted in Section II. Potential benefits for investors include enhanced access to customized products and services, lower costs, access to a broader range of products, better customer service, and improved compliance efforts leading to safer markets. Potential benefits for firms include
Some investors use foreign securities to diversify portfolios. Since overseas assets often don’t track their U.S. counterparts closely, a globally diversified portfolio might help reduce volatility. But currency risk could be present both in foreign investments and also other parts of your portfolio.
Not enough, severe penalty’s for financial institutions breaking laws or rules
SUGGESTED ROUTING*
Corporate Finance
Institutional
Legal & Compliance
Operations
Research
Syndicate
*These are suggested departments only. Others may be appropriate for your firm.
As of July 22, 1988, the following 30 issues joined the NASDAQ National Market System
