Treatment of Commodity Pool Trail Commissions under Rule 2810
NASD has filed with the SEC a proposed rule change to extend retroactively to July 1, 2004, and prospectively through December 31, 2004, the current pilot price-improvement standards for decimalized securities contained in NASD Interpretive Material 2110-2 - Trading Ahead of Customer Limit Order ("Manning Interpretation" or "Manning"). Without such an extension, these
More regs are not necessary except on margin. Leave the small retail trader alone. The market is fixed enough by all the large players. You might want to regulate so called stocks such as DWAC. That is where the criminals are. Leave the traders alone with your rules. Not needed.
SUGGESTED ROUTING*
Senior ManagementLegal & ComplianceOperationsTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The NASD is publishing a suggested Customer Suitability Statement and Agreement to Purchase Form to assist members in complying with SEC Rule 15c2-6.
BACKGROUND AND SUMMARY
Effective January 1, 1990, the SEC
FINRA - RE Proposed Rule #22-08, kindly kill it. As a ProShares EFT investor, let the free market work without the over-regulation like what you are proposing. It is obviously driven by the "Woke Crowd" and has no place in America's financial markets.
James Ferguson
Long Time Investor
I currently enjoy my right to choose my own financial investments. I don't want to go through a special process to invest in securities that I am fully capable of understanding. Please leave this alone and don't change anything or add any new rules for investment in these leveraged funds.
Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material
The people of The United States have the right to make their own decisions regarding investments. I use technical analysis as guidance to invest for my families future. You have no right to change the rules when we the people can profit in a recession.
Sincerely, Donald Ray Scott Jr. (c)
Investors should be allowed to invest as they see fit without regulatory intervention. I use derivatives as a way to hedge my investments and do not want to be restricted. There are already rules in place to protect inexperienced investors and we do not need more regulations. I am opposed to any additional regulations.
[REDACTED] socialist elites want to strip Main Street investors from opportunities they will reserve for themselves like insider trading. Who could be more of an insider trader than Nancy Pelosi and the rest of Congress they only want two classes in America the ruling elite and the rest of us
