Proposed Rule Change to Amend FINRA Rule 9313 to Conform to FINRA Rule 9136 Regarding the Authority of Counsel to the National Adjudicatory Council
Let people invest the way they want to invest so we can control our financial future
These are complex financial instruments but less risky than options or individual stock ownership. Please do not regulate these.
Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000
Restricting access to a financial instrument that allows investors an efficient means of hedging market risk makes no sense.
I'm a financial advisor and I should be able to choose the public investments that are right form me and my family.
If you close financial instruments to the small investor, then you must close them to all. Otherwise, it prejudice.
The (American) Govt has no business holding my hand/influencing or regulating the private financial decisions of any individual.....Period.
Please don't block a future where people can be become financially free and not living paycheck to paycheck.
<p>Requirements of member firms to establish a schedule for and conduct inspections of Offices of Supervisory Jurisdiction and branch offices.<br/></p>
