I strongly support any rule change that brings greater transparency to our financial markets. Daily reporting requirements will surely help retail investors better understand what these large financial players are doing to our markets.
I would expect firms, banks, funds, institutions to have to disclose short positions as well as naked short interest as it directly affects company stock value which affects investor's investments. Make it a rule and enforce it.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from March 31, 2022, to July 31, 2022.
Dear Sirs,
I have been investing in leveraged securities since 1979 and have never had a margin call. For 20 years, I traded commodities on the Chicago Futures Exchange and held a full-time job as a construction Teamster. I counsel people to not do that. I just wish to make the point that I know how to safely handle leverage, and don't need a hand-holder. I do my own research, having
I strongly oppose regulators determining which investments are the correct ones for me and my family.
Our industry needs to focus more time and effort on educating the general public and engaging with younger demographics K-12 students to help develop financial literacy programs at a younger age.
Investments should be available to everyone, not just the wealthy or privileged. If regulators are
The public does not need restraint or hurtles to overcome from regulation of processes in choice of investment or involvement in digital investments made by personal choice. I have not read this proposed rule however I shall now because it is evident that unless the government has total control of all assets the money mongers aren't happy. We need real transparency with sound guidelines
I reject the proposed changes to existing rules for retail investors to invest in leverages and inverse funds. I would hope that the purpose of the rules and regulations you apply are to protect individuals and ensure fairness in the markets. Restricting the access of the masses to markets makes them less fair.
My experience as a small retail investor with multiple brokerages and their trading
• FOCUS Reports—Late Filing; Failing to File; Filing False or Misleading Reports
• Forms U4/U5—Late Filing of Forms or Amendments; Failing to File Forms or Amendments; Filing of False, Misleading or Inaccurate Forms or Amendments
• MSRB Rule G-36 (Timely Filing of Offering Documents With the MSRB)—Late Filing and Failing to
This rules limits progress and hurts the working class account holder. I have met my goals only using leverage ETFs because I only had to use a portion of my capital for stock risk. And the rest in income producing assets! Please oppose this bill....and youll have my vote!
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