INFORMATIONAL
Trading — Extended Hours
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Legal & Compliance
Senior Management
Disclosure
Trading, Extended Hours
Executive Summary
NASD Regulation, Inc. (NASD RegulationSM) reminds members of their obligation under just and equitable principles of trade and the advertising rule to disclose to customers the material risks of extended
This is America. People should be free to do what they want. We do not need more bureaucracy or oversight of individual investors. I like leveraged funds and make a bunch of money by investing in them. Do not be [REDACTED] and hurt small investors like me. It is not your job to protect people from themselves if they are playing with stuff they do not understand. If you want be people to
It should be every individual investors right to choose the public investments. Leveraged ETFs should not be an exception. And the leveraged ETFs provide a more intuitive method for the general public to hedge the total portfolio and enhance the total return. If regulator limits individual investors right to choose leveraged ETFs as the investment tools, this action feels like strongly in
New S901 Regulatory Element Continuing Education Program
I think restricting access to leveraged & inverse products is a terrible idea. These are useful products for everyone from small retail investors to big institutions. Passing restrictions will simply create a system where it's even harder for someone trying to create wealth to do so, whereas someone who already has wealth can accelerate its accumulation. E.g. you will be
I oppose restrictions on the right of investors to invest in leveraged and inverse funds. It is important for investors to be able to freely choose their investments without the onerous burdens of having to clear regulatory hurdles. Each investor should have the right to decide for themselves how to best use public investments in achieving their goals. The more free choices of investments
I as an investor of my own money that I earned should be able to choose the investments that are right for me and my family.
There should never be two standards for investments for those who have exorbitant wealth, and those who don't. Public investments should be available to all of the public, not just the privileged.
I have used TTT to make good ROI and now that is threatened because
Beginning Monday, November 13, 2017, JP Morgan Securities, LLC (MPIDs: JPMS, JPMX & JPBX) will become a Trade Reporting Only (TRO) participant on the FINRA Alternative Display Facility (ADF).
Please contact FINRA Business Services at (866) 953-4672 if you have questions about this notice.
Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2015
Yes i understand the risk of the fund, and i am happy to invest, it is very directly, the fund is using leveage, in a nut shell borrowing money to invest more, and is mananged to pay the cost of the loan and to also provide extra growth. It is a good system, and their needs to be more funds like this. In fact many Real Estate investments work on the same concept. Leverage, the 8th wonder of the
