I OPPOSE YOUR INTENDED RESTRICTIOING REGULATION TO MY RIGHTS TO INVEST IN PUBLIC INVESTMENTS. I SHOULD BE ABLE TO CHOOSE THE PUBLIC INVESTMENTS THAT ARE RIGHT FOR ME & MY FAMILY. THERE SHOULD NOT BE ANY SPECIAL PROCESS OTHER THAN BROKERAGE HOUSES DETERMINE INDIVIDUAL'S INVESTMENT EXPERIENCES & ASSET VALUES TO INVEST IN LEVERAGED & INVERSE FUNDS. SO, DO NOT IMPOSE
Instead of limiting the types of investments I can buy, please use your regulatory resources to after the out and out scamsters like Bernie Madoff and others who prey on the elderly.
Whlie you're at it, people are losing their life savings in crypto offers, NFTs, and tokens. Those are much more dangerous than leveraged or inverse funds.
If an average investor doesn't have
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6120 (Trading Halts) to conform to recent amendments to the NMS plans governing the collection, consolidation and dissemination of quotation and transaction information for NMS stocks and to make technical and clarifying
Outside Business Activities and Private Securities TransactionsBooks and RecordsRegulatory Events ReportingTrusted Contact PersonsCrowdfunding Offerings: Broker-Dealer and Funding PortalsPrevious:Crypto Asset DevelopmentsUp:Firm OperationsNext:Outside Business Activities and Private Securities Transactions
Hello, Thank you for opening this to comment. My only comment is that I second all of the comments regarding our markets being rigged. Please listen to retail, because without us (and we’re rapidly losing faith), even Citadel won’t be able to make markets. Be on the right side of history and protect our markets from not only 100%+ short positions, but more importantly, off-exchange trading via
Hi FINRA,
I'm mildly opposed to a regulation banning "complex" financial products if it ends up covering things like 2x or 3x index funds (or even inverse funds). I can imagine folks getting themselves into trouble with these, but no more so than they already can with options and futures. I guess it's a bit worse insomuch as someone get get these funds in a
I OPPOSE YOUR INTENDED RESTRICTIOING REGULATION TO MY RIGHTS TO INVEST IN PUBLIC INVESTMENTS. I SHOULD BE ABLE TO CHOOSE THE PUBLIC INVESTMENTS THAT ARE RIGHT FOR ME & MY FAMILY. THERE SHOULD NOT BE ANY SPECIAL PROCESS OTHER THAN BROKERAGE HOUSES DETERMINE INDIVIDUAL'S INVESTMENT EXPERIENCES & ASSET VALUES TO INVEST IN LEVERAGED & INVERSE FUNDS. SO, DO NOT IMPOSE
Please do not restrict public purchase access to Defined Outcome ETFs, ETNs, ELNs, Market-Linked CDs, Structured Notes, Principal Protected Notes, Derivatives hedging ETFs, Opportunistic/Tactical Multi-Strategy ETFs--all of which serve to REDUCE portfolio risk. Restricting access stifles liquidity, thereby increasing volatility creating even more risk to market function and more risk to investors
WASHINGTON—FINRA marks this month the 10th anniversary of the FINRA Securities Helpline for Seniors, an important resource for seniors and vulnerable investors that has assisted in recovering more than $9.3 million for investors as of Dec. 31, 2024.
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I should not have to go through any special process like passing a test before I can invest in public securities including cryptocurrency funds such as BITO. I am capable of understanding cryptocurrency funds such as BITO
