In observation of the Thanksgiving holiday, the TRACE system will be closed on Thursday, November 28, 2024. Please be advised that the TRACE system will close early on Friday, November 29, 2024. See the table below for a schedule of modified hours (these hours also apply to BTDS/ATDS/SPDS/144A). Thank you for your attention to this matter. Please contact FINRA
Proposed Rule Change to Allow FINRA Members to Use the FINRA/NYSE Trade Reporting Facility to Transfer Transaction Fees Charged by One Member to Another Member
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When it comes to retirement savings, even the most adventurous seniors may consider something routinely described as "plain vanilla": a fixed immediate annuity. With an immediate annuity, the investor pays an insurance company a lump sum in exchange for regular income payments. Both fixed and variable immediate annuities deliver income quickly, but there are differences.
On February 1, 2007, NASD and NYSE launched new Trade Reporting Facility. Learn about the new Market Center ID "DN" requirement for reporting trades.
In observation of Independence Day, the FINRA/Exchange Trade Reporting Facilities (TRFs) will be closed on Tuesday, July 4, 2023. Please be advised that the TRFs will close early on Monday, July 3, 2023. See the tables below for a schedule of modified hours. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.
NYSE TRF
FINRA (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to reflect a change in the functionality of the NASD/NYSE Trade Reporting Facility (the "NASD/NYSE TRF") to permit participants to submit trades to the NASD/NYSE TRF for submission to
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to amend NASD Rule 7001C (Securities Transaction Credit) to increase to 100% the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange ("Tape B") and Nasdaq Exchange ("Tape C") revenue shared with NASD members reporting
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") this proposed rule change to amend NASD Rule 7001E (Securities Transaction Credit) to increase to 100% the percentage of New York Stock Exchange ("Tape A"), American Stock Exchange ("Tape B") and Nasdaq Exchange ("Tape C") revenue shared with NASD members reporting
TRACE Corporate and Agency volume for all current day’s transactions displayed in the TRAQS Time and Sales Scan are now accurately reflecting volume reported in trades.Please note, trade volume reported for Monday, October 21, 2024, and Tuesday, October 22, 2024, are still displayed inaccurately.
