Changes to Qualification Examination Fees
Last Voting Date: September 27, 1993
SUGGESTED ROUTING
Senior ManagementMutual FundSyndicate
Executive Summary
The NASD invites members to vote on a proposed amendment to Article III, Section 26(d)(4) of the Rules of Fair Practice to exempt money market mutual funds from the required disclosure under that Subsection that "long-term shareholders may pay more than the economic
I am writing to express strong opposition to new rules that would further restrict investment of leveraged and inverse funds.
I have used these funds simply to protect my existing investments in the stock market. I know financial advisors who also do so. Already there are checks and balances in place in Ameritrade for trading these funds.
No further restrictions should be added.
I use the leveraged investments as part of my investment strategy with certain portion of my investment for a long time. I understand there is some risk with the leveraged investments but there are also opportunities in the other hand and it sometimes works to hedge other risks. I believe this strategy should not be limited or barriered by the new rule of the regulators which may affect the
Please keep your rules out of my investment strategy. I invest for myself and the well being of my family and leveraged funds are a significant part of my strategy. It is inappropriate to exclude the general public from investment vehicles that are available to the elite. It is also quite possible for anyone with more than an 8th grade education to understand risk and leverage.
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response.
As a citizen of the United States of America, this ruling seems to take away a freedom and would suppress our ability to better our financial success. We should able to "gamble" if we so see fit.
Divorce can impact all aspects of your life, including your financial responsibilities and goals. But there are ways that can help you better understand—and stay in control of—your investments.
where and how much people invest their money is their business no one else..period. this is more government overreach to tax and fund pet projects and has got to stop.
Here we have people not elected officials overstepping their jobs..these appointed people making rules and regs has got to end. GET OFF THE CITIZENS BACK TO PAY FOR BOGUS CRAP.
Like millions of other Americans, I am quite capable of making my own investing decisions. Restricting the choices available to investors is not the right way to approach policy.
Regulators should appropriately respond when bad actors break the rules and regulations, but taking a blanket approach that impacts all investors is just intellectually lazy. You can do better.
Imposing these new hurdles to accessing inverse and leveraged funds greatly reduces my ability to build aninvestment portfolio toward a healthy retirement and a nest egg so that I can build a family, speaking as a young person. As anyone familiar with the principle of life-cycle investing will tell you, investing aggressively as a young person is key to maximizing returns. Please reconsider these
