I should be able to choose any investments that I feel are good for me and my familys financial future without having to go through any special processes, testing and/or approvals from others. I have being using leverage and inverse funds to my advantage especially during very volatile markets. I have been using them to my benefit now since 2018. I presently use these funds and this is an
Attn: FINRA I do NOT want to be restricted as to when and how I invest my monies for my personal financial satisfaction. I've had to invest outside of a major brokerage; now choosing ProShares funds for this reason. I'm a senior citizen with many years of managing my own investments and am well aware of the risks life and ALL investments present and do NOT need to be further advised. Do
Im a college student so I dont have much, and Ive been investing with different platforms to secure my future. However if I cant invest in whatever company I choose, then that is ridiculous. If some investment choices are locked up to me especially because of my net worth then that is a huge infringement on my rights and I wont stand for it. Again Im a college student so I dont have much
This is government Over-Reach Constitutionally guaranteed freedoms require: I must be able to choose the legal public investments for myself and your family. These public investments must be available to all of the public, not only the privileged. Any special process or test required before investing in public securities violates guaranteed freedoms of speech and association and is only intended
We, the retail investor, need current and up to date, daily information. We, the retail investor, require fairness and equality in making good decisions concerning the investments we choose. With current and up to date daily information, lets us make better financial decisions.
As of April 23, 1993, the following 53 issues joined the Nasdaq National Market,® bringing the total number of issues to 3,065:
SUGGESTED ROUTING
Internal AuditOperationsSystemsTrading
Symbol
Company
Entry Date
SOES Execution Level
JARS
Alltrista Corporation
3/24/93
1000
CHCS
Chico's FAS, Inc.
3/24/93
1000
FFBG
First Federal Savings Bank of Brunswick Georgia
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt (1) FINRA Interpretive Material 1013-3 (“IM-1013-3”) that would set forth a short-form membership application process for firms that apply for FINRA membership due to the amendments to Exchange Act Rule 15b9-1, adopted by
More education is great, but you can't just call everyone dumb and treat complex products as some kind of magic. There are great recourses on the Internet where people can learn about them and understand most with half a brain. Looks like all these "financial experts" got scared losing their jobs and now want to limit people's access to options etc. so they come back to pay
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws to establish an administration and delivery fee for the new Municipal Advisor Principal Examination (“Series 54 examination”).
Changes to Qualification Examination Fees
