Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6730 to: (i) require members to report electronically executed transactions in U.S. Treasury Securities to FINRA’s Trade Reporting and Compliance Engine (“TRACE”) in the finest increment captured by the system used to
This market manipulation should not be happening in the USA. A lot of people got hurt Financially and mentally. The number one reason I don't like the Short Sellers is because they are hurting the USA economy. The shorts sellers to me personally are the biggest scammers in the history of the world. They need to pay the bill to everyone including the US economy
I strongly believe financial institutions should be required to report their short positions daily. The problem of naked shorting (and related naked calls/puts) has turned Wall Street into one of the largest havens for fraud in the world, and it puts companies that otherwise would have a fighting chance at great risk of being ruined by bad actors.
Its a start and a move in the correct direction. I support the implementation of this providing it is all publicly reported at the same time industry gets the data. However, it doesn't go far enough to deal with the years long joke that is FINRA "playing a critical role in ensuring the integrity of America’s financial system"... maybe the cronyism can stop for all of 2 minutes and
A majority of my net worth is in Bitcoin. The little that remains in the legacy system hangs by a thread - for tax benefit. Though I ask myself, is it worth it? That I must write to a 3rd party, begging for permission regarding my own money. Is it really our money if we need your permission? Is it really money if it can be printed arbitrarily.
I speak for the many who are waking up to what a scam
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change relating to members’ filing requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11).
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It should be up to the investor him/her self to decide their risk tolerance levels and which products will achieve their goals.
There is less risk in using an inverse ETF than the options derivative markets because the latter has more variables that are measurably harder to comprehend,
Your time would be better spent looking under the hood at what Is going on at financial organizations
FINRA should not take away rights of retail investors in trading leveraged ETFs. US market is not the only place to invest these days and it might force retail investor to invest more in risky offshore markets. If the leverage ETF investing is taken away from retail investors, it will widen the spread between bid/ask. Not to mention the number of jobs that will be lost in the financial industry.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt a Supplemental Liquidity Schedule, and Instructions thereto, pursuant to FINRA Rule 4524 (Supplemental FOCUS Information).
Its interesting to see how FINRA favors "big money", who causes most of the chaos and wide market swings, over those of whom are considered the (retail investor). Every prospectus lists the risks associated with the particular stock or fund, stating "Investor beware", yet FINRA considers margin and option trading less riskier. Regulators tend to pick the