I not regulators should be able to choose the public investments that are right for me and my family.
Public investments should be available to all of the public, not just the privileged.
I work in the financial industry and I fully understand the pros and cons of the leveraged and inverse funds. One can achieve leverage through other ways like margin, so I do not see why leveraged funds are
Received the letter, thank you for this reminder. I have been studying and managing finances for a long time, considering that this is a common investment for me and my family. At the same time, I also believe that having this kind of investment is a public investment that every investor should have. Public investment should be enjoyed by everyone, not a privileged class. When I made these
Limiting the options for individuals to invest in public investments, which any sort of investment, whether its a security, ETF, CD, stock, fund, note, trust, etc, whether its complex, or not is not justified. Simple investments would still have a risk, irregardless of banning and limiting certain individuals to be involved in any sort of investments.
Any sort of investment, simple, or complex
If you know how to invest in these larger funds and heavily traded indexes, you probably have learned enough to know the risks and rewards from doing such. There is already many mentions if you're getting into a riskier investment. The focus for FINRA should be maybe helping high school students learn about investments. Not helping people that already have a good knowledge of it be
Leveraged and Inverse funds play an important role in managing my clients aum. I use them to hedge in down markets like the one we are currently experiencing. I understand their role in an overall investment approach. I use these funds only under specific circumstances and only with high networth clients.
I need these alternatives in order to provide the most complete range of services to help my
Proposed Rule Change to Make Technical and Other Non-Substantive Changes within FINRA Rules
I strongly agree with proposed changes. We all want a fair market but it seems that big financial institutions and regulatory institutions are failing to provide that. First shorts should been reported daily. No dark pools since most of volume is trade there, and is not reflected on regular market. Fines should be increased to same amount that you obtained through illegal practices, because right
Hello, As a person who has personally traded leveraged funds for years it would be detrimental to both myself and my family to be restricted from doing so. I do not feel that it is appropriate for you to restrict us from trading these funds. Leveraged funds are a key part of our investment strategy and we understand the risks associated with them. We feel that if we choose to invest our money
I strongly disagree with any restrictions on any investment options available to me. My investment evolutionary tract should not be reduced by you just because there are those who have invested poorly or may do so in the future. I do not need further protections from myself nor do I need you to put more obstacles in my way. I already have to consent to my knowledge of inverse investment options
To whom it may concern:
This is a move not only to restrict freedom but more importantly to restrict socio economic mobility. This is nothing but a way to super impose a caste system on the country to make sure the rich stay rich and everyone stays poor. There are many other ways to make sure the products offered are safe for investors than banning investors from using them unless they are
