To prepare for a life of moves, you need to know what to expect both before and after a move.
SUGGESTED ROUTING*
Senior Management MunicipalOperationsSystems
*These are suggested departments only. Others may be appropriate for your firm.
On August 1, 1990, the United States District Court for the District of Colorado appointed a SIPC trustee for:
Blinder, Robinson & Company, Inc.6455 South Yosemite StreetEnglewood, Colorado 80111.
Members may use the "immediate close-
SUGGESTED ROUTING*
Senior ManagementMunicipalOperationsSystems
*These are suggested departments only. Others may be appropriate for your firm.
On June 22, 1990, the United States District Court for the Northern District of Ohio appointed a SIPC trustee for:
First Ohio Securities CompanyTwo Park Plaza1111 Chester AvenueCleveland, OH 44114.
Members may use the "immediate close-out"
SUGGESTED ROUTING*
MunicipalOperationsSystems
*These are suggested departments only. Others may be appropriate for your firm.
On February 28, 1989, the United States District Court for the Eastern District of New York appointed a Temporary Receiver for:
Investors Center, Inc.110 Ricefield LaneHauppauge, NY 11788
Members may use the "immediate close-out" procedures provided for in
I should not have to go through a special process in order to invest in public securities, like leveraged and inverse funds. We are capable of understanding the risk and do not need special treatment. Leverage and Inverse funds have helped protect my investments, but are a limited portion of overall portfolio. Please consider your important service to the health of the financial market through
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Registration
Systems
Trading
Below are the summary conclusions and recommendations that the Rudman Committee released on Tuesday, September 19, 1995.
Overall Conclusions
Based on its Review, the Select Committee concludes that the NASD® has discharged its self-regulatory responsibilities, not of course with perfection or
As a holder of inverse and leveraged products, I SUPPORT this measure, as ProShares and other financial services company prey on us individual, "retail" investors, and take advantage of our lack of knowledge through their own manipulation and complex wording. FINRA is on the side of the consumer, and even as a consumer who holds products that are in danger of being excluded, it is for
It seems clear that any regulations on investment instruments like these are strictly to deny the general public from access to investment tools, and further the division between the ruling and working class. If FINRA really cared about the people you would be investigating dark pools, selling order flows, and limiting the way that short sellers are allowed to manipulate the market. I dare say
Warning: Rule #22-08 is currently the subject of a deceptive advertising attack. Let's play "which of these is not like the others": * Target Date Funds * Funds using cryptocurrency futures * Reverse Convertible Notes * Volatility-Linked Funds The answer is "Target Date Funds". I don't use this, I don't intend to use this; but it's an old tool that's
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response I feel strongly that every American has the right to dream and to try to make that dream come true. Government is overreaching. Government, you were hired by the common folk, You all become millionaires in service of your country. why do you feel we don't
